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Dustin Anthony Brown

Investment Adviser Representative at OXFORD FINANCIAL GROUP, LTD

Carmel, INCRD #5058494Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dustin Anthony Brown has worked in the securities industry since 2017. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in Indiana.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Indiana
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/5/2020
Series 7
General Securities Representative Examination
Passed 8/19/2020
SIE
Securities Industry Essentials Examination
Passed 6/27/2020
Series 7
General Securities Representative Examination
Passed 3/27/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Oxford Financial Group, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OXFORD FINANCIAL GROUP, LTDCurrent
12/3/2020Carmel, IN
EQUITABLE ADVISORS, LLC
9/25/202011/3/2020Indianapolis, IN
WELLS FARGO ADVISORS, LLC
10/31/20077/8/2009Indianapolis, IN
MERRILL LYNCH PIERCE FENNER & SMITH INC.
4/13/20068/13/2007Indianapolis, IN

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dustin Anthony Brown has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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