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Gary Allen King

Investment Adviser Representative at LOMBARD ADVISERS INCORPORATED

Erie, PACRD #803948Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
States Registered
1 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Gary Allen King has worked in the securities industry since 1975. They have passed the Series 65, 63, 10, 9, 7, and 5 examinations. They are registered to provide investment advisory services in Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/20/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 8/16/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 10/16/1981
PC
AMEX Put and Call Exam
Passed 6/13/1977
Series 7
General Securities Representative Examination
Passed 1/18/1975
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/10/1999
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/26/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.70%
Next $2,000,0001.00%
Next $7,000,0000.75%
Source

Lombard Advisers Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LOMBARD ADVISERS INCORPORATEDCurrent
4/20/2001Erie, PA
LOMBARD SECURITIES INCORPORATEDCurrent
5/26/1995Poinciana, FL
THOMAS F. WHITE & CO., INCORPORATED
11/10/19925/9/1995San Francisco, CA
GRUNTAL & CO. INCORPORATED
11/5/198410/30/1992New York, NY
E. F. HUTTON & COMPANY INC
2/17/197812/13/1984
BACHE HALSEY STUART SHIELDS INCORPORATED
9/16/19773/17/1978
BACHE HALSEY STUART INC.
8/27/19769/16/1977
BACHE & CO INCORPORATED
2/27/19768/27/1976
BACHE & CO., INCORPORATED
1/24/19752/27/1976

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Allen King has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Gary Allen King - Financial Advisor in Erie, PA | AdvisorFinder