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Ronald Lee Nalven

Investment Adviser Representative at MODERN CAPITAL ADVISORS, LLC

Melbourne Beach, FLCRD #1294811Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
3 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaKansasNew Jersey
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/14/1990
Series 24
General Securities Principal Examination
Passed 12/21/2000
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/5/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/11/2000
Series 22
Direct Participation Programs Representative Examination
Passed 4/30/1987
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/17/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.00%
Over $250,000 to $500,0001.75%
Over $500,000 to $1,000,0001.50%
Above $1,000,0001.25%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

MODERN CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MODERN CAPITAL SECURITIES INC.Current
12/15/2025RALEIGH, NC
SECURITIES SERVICE NETWORK, INC.
9/24/19974/6/2001KNOXVILLE, TN
W.D.R. EQUITY RESOURCES, INC.
9/21/19879/17/1990
GUARDIAN INVESTOR SERVICES CORPORATION
9/19/19901/5/1995NEW YORK, NY
ROYAL ALLIANCE ASSOCIATES, INC.
4/12/20014/3/2014ASBURY PARK, NJ
INVESTORS CAPITAL CORP.
3/28/20149/7/2016Red Bank, NJ
GUARDIAN INVESTOR SERVICES CORPORATION
2/16/19956/4/1997NEW YORK, NY
MML INVESTORS SERVICES, INC.
12/18/198510/14/1987
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
10/10/201610/30/2025Red Bank, NJ
CADARET, GRANT & CO., INC.
1/31/199510/2/1997SYRACUSE, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronald Lee Nalven has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.