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Thomas Michael Walsh

Investment Adviser Representative at HAZARD & SIEGEL ADVISORY SERVICES LLC

Dewitt, NYCRD #1874054Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
4 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Michael Walsh has worked in the securities industry since 1989. They are registered to provide investment advisory services in Florida, Georgia, New York, and Pennsylvania.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
FloridaGeorgiaNew YorkPennsylvania
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/6/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/18/1988
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 7/10/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hazard & Siegel Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HAZARD & SIEGEL ADVISORY SERVICES LLCCurrent
7/12/2021Dewitt, NY
RIDGEWAY & CONGER, INC.
10/2/20073/18/2014Syracuse, NY
WALNUT STREET SECURITIES, INC.
8/1/200310/30/2007Syracuse, NY
NATHAN & LEWIS SECURITIES, INC.
2/7/19958/1/2003New York, NY
PARAMOUNT FINANCIAL CAPITAL MARKETS, INC.
9/9/19931/26/1995Granville, OH
JOHN HANCOCK DISTRIBUTORS, INC.
11/6/19896/17/1993Boston, MA
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
11/6/19896/17/1993Boston, MA
JOHN HANCOCK DISTRIBUTORS, INC.
11/21/198810/18/1989Boston, MA
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
11/21/198810/18/1989Boston, MA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Michael Walsh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Michael Walsh - Financial Advisor in Dewitt, NY | AdvisorFinder