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Ghazaleh Kayvan Ebrahimi

Investment Adviser Representative at AEGIS CAPITAL CORP.

San Francisco, CACRD #2873246Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
8 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ghazaleh Kayvan Ebrahimi has worked in the securities industry since 1999. They are registered to provide investment advisory services in California, Colorado, Hawaii, Idaho, Massachusetts, Nevada, Oregon, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
CaliforniaColoradoHawaiiIdahoMassachusettsNevadaOregonWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/21/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 3/6/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/7/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/7/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
11/24/2020San Francisco, CA
AEGIS CAPITAL CORP.Current
11/23/2020San Francisco, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED
11/2/201111/25/2020San Francisco, CA
STONE & YOUNGBERG LLC
8/12/200211/2/2011San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ghazaleh Kayvan Ebrahimi has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ghazaleh Kayvan Ebrahimi - Financial Advisor in San Francisco, CA | AdvisorFinder