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Jeffrey Richard Walker

Investment Adviser Representative at THRIVE CAPITAL MANAGEMENT, LLC

Fort Washington, PACRD #4556832Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jeffrey Richard Walker has worked in the securities industry since 2003. They have passed the Series 66, 51, 24, 10, 9, and 7 examinations. They are registered to provide investment advisory services in New Jersey and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyPennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/18/2002
SIE
Securities Industry Essentials Examination
Passed 7/16/2018
Series 7
General Securities Representative Examination
Passed 8/20/2002
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 3/7/2008
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/6/2007
Series 51
Municipal Fund Securities Principal Examination
Passed 1/24/2005
Series 24
General Securities Principal Examination
Passed 1/10/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $1,000,0001.50%
$1,000,001 - $2,500,0001.00%
$2,500,001 - $5,000,0000.75%
$5,000,001 - $10,000,0000.50%
Over $10,000,001
Source

Thrive Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THRIVE CAPITAL MANAGEMENT, LLCCurrent
7/26/2019Fort Washington, PA
CITIZENS SECURITIES, INC.
6/29/20167/16/2018Philadelphia, PA
CLIENT ONE SECURITIES LLC
1/4/20166/28/2016Yardley, PA
LPL FINANCIAL LLC
3/4/20111/29/2016Marlton, NJ
INDEPENDENT FINANCIAL PARTNERS
4/22/201512/31/2015Marlton, NJ
BRIDGE WEALTH ADVISORS
8/7/20123/30/2015Mount Laurel, NJ
SECURITIES AMERICA ADVISORS, INC.
5/8/20072/28/2011Langhorne, PA
AMERIPRISE FINANCIAL SERVICES, INC.
7/21/20035/10/2007Camp Hill, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey Richard Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Jeffrey Richard Walker - Financial Advisor in Fort Washington, PA | AdvisorFinder