THRIVE CAPITAL MANAGEMENT, LLC
SEC RegisteredIt's time to think bigger and better about what's possible with your retirement
About the firm
At Thrive Financial Services, we empower you to navigate today's complex financial world. We customize a plan to fit your individual and family needs, as well as the needs of your small or large business. Retirement income planning and wealth strategies are what we do.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Financial planning services including complete retirement plans, customized financial strategies for individuals, families, and small or large businesses, and wealth management through Thrive Capital Management.
Who they serve
Retirement investors age 55+ who are retired or close to it, and diligent savers with investments over $250,000 (excluding real estate) who value expert help because retirement is too important.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 584 | $218M |
| High Net Worth Individuals | 199 | $435M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
15 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $1,000,000 | 1.50% |
| $1,000,001 - $2,500,000 | 1.00% |
| $2,500,001 - $5,000,000 | 0.75% |
| $5,000,001 - $10,000,000 | 0.50% |
| Over $10,000,001 | — |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. THRIVE CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.