AdFi
AB

Adam Burg

Investment Adviser Representative at THRIVE CAPITAL MANAGEMENT, LLC

FORT WASHINGTON, PACRD #4631059Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/21/2003
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/12/2014
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/7/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/7/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $1,000,0001.50%
$1,000,001 - $2,500,0001.00%
$2,500,001 - $5,000,0000.75%
$5,000,001 - $10,000,0000.50%
Over $10,000,001
Source

THRIVE CAPITAL Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/10/20116/3/2024PHILADELPHIA, PA
TRAUTMAN WASSERMAN & COMPANY, INC.
4/9/20032/1/2006NEW YORK, NY
DOMINICK & DOMINICK LLC
1/6/20065/16/2011NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Burg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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