Christopher Joseph Bak
Investment Adviser Representative at Thrive Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher Joseph Bak is an investment adviser representative with Thrive Capital Management, LLC in Fort Washington, PA, where they have been registered since 2020. They have worked in the securities industry since 2016 and have been registered with 3 firms, including Efficient Advisors and 1914 Advisors. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 12
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Nicks Roast BeefSep 2014 – Dec 2018Philadelphia, PA
- Boenning & ScattergoodJun 2016 – Oct 2017West Conshohocken, PA
- Efficient AdvisorsOct 2017 – Aug 2020Philadelphia, PA
- Liberty Partners Financial Services, LLC.Jun 2019 – Aug 2020Bakersfield, CA
- Thrive Capital Management, LLCNov 2023 – no end date reportedFort Washington, PA
- Thrive Insurance Group, LLCNov 2023 – no end date reportedFort Washington, PA
- Thrive Financial Services, LLCNov 2023 – no end date reportedFort Washington, PA
- Thrive Capital Management, LLCAug 2020 – Nov 2023Fort Washington, PA
- Thrive Capital Management, LLCMar 2021 – Aug 2023Fort Washington, PA
- Thrive Financial Services, LLCMar 2021 – Aug 2023Fort Washington, PA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Thrive Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- $0 - $1,000,0001.50%
- $1,000,001 - $2,500,0001.00%
- $2,500,001 - $5,000,0000.75%
- $5,000,001 - $10,000,0000.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning services including complete retirement plans, customized financial strategies for individuals, families, and small or large businesses, and wealth management through Thrive Capital Management.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 15
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Fort Washington, PA
- SEC file number:
- 801-119936
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 26, 2026
View full firm profileOther advisors at Thrive Capital Management, LLC
Showing 12 of 15 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Joseph Bak has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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