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Paul Jeremiah Toohey

Investment Adviser Representative at TCFG INVESTMENT ADVISORS, LLC

Anaheim Hills, CACRD #448088Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
States Registered
6 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Paul Jeremiah Toohey has worked in the securities industry since 1975. They are registered to provide investment advisory services in California, Indiana, Michigan, Montana, Ohio, and Utah.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
CaliforniaIndianaMichiganMontanaOhioUtah
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/4/1996
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 8/15/1974
Series 24
General Securities Principal Examination
Passed 4/5/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $249,9992.00%
$250,000 to $499,9991.75%
$500,000 to $1,000,0001.50%
$1,000,000 and up1.00%
Source

TCFG Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCFG INVESTMENT ADVISORS, LLCCurrent
10/6/2017Anaheim Hills, CA
THE PLANNERS NETWORK, INC.
5/29/200112/31/2017Anaheim Hills, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Jeremiah Toohey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Paul Jeremiah Toohey - Financial Advisor in Anaheim Hills, CA | AdvisorFinder