Joseph William Fields
Investment Adviser Representative at Calton & Associates, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joseph William Fields is an investment adviser representative with Calton & Associates, Inc. in Matawan, NJ, where they have been registered since 2025. They have worked in the securities industry since 2005 and have been registered with 7 firms, including STAR Wealth Advisors and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
3 states and territories
Florida, New Jersey, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch Pierce, Fenner & Smith IncorporatedMar 2015 – May 2024Red Bank, NJ
- BANK OF America, N.A.Nov 2015 – May 2024Red Bank, NJ
- STAR Wealth AdvisorsJan 2025 – Sep 2025Boca Raton, FL
- Dworetsky FinancialMay 2024 – Sep 2025Manalapan, NJ
- Calton & Associates, Inc.Sep 2025 – no end date reportedTampa, FL
- Calton & Associates, IncSep 2025 – no end date reportedTampa, FL
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Calton & Associates, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
- Firm account minimum
- $50,000 (waivable)
- Estimated blended rate
- 0.026
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investments, insurance, and financial planning services; supports transactional, Hybrid BD/RIA, and Corporate RIA business models
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 153
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Tampa, FL
- Founded:
- 1987
- SEC file number:
- 801-70036
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 6, 2026
View full firm profileOther advisors at Calton & Associates, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph William Fields has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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