AdFi
KW

Kenneth Wayne Albert

Investment Adviser Representative at CALTON & ASSOCIATES, INC.

Johns Creek, GACRD #2545456Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
7 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kenneth Wayne Albert has worked in the securities industry since 1994. They are registered to provide investment advisory services in California, Florida, Georgia, New York, Pennsylvania, Vermont, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaFloridaGeorgiaNew YorkPennsylvaniaVermontVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/25/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 10/4/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/27/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/4/1994
Series 24
General Securities Principal Examination
Passed 12/1/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.026
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Calton & Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CALTON & ASSOCIATES, INC.Current
7/1/2004Johns Creek, GA
CALTON & ASSOCIATES, INC.Current
6/25/2004Johns Creek, GA
KEYSTONE ADVISORY GROUP, INC.
4/3/201812/31/2021Tampa, FL
SICOR SECURITIES INC
5/14/20016/28/2004Tampa, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CALTON & ASSOCIATES, INC.

Showing 12 of 219 in the directory

View CALTON & ASSOCIATES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Wayne Albert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kenneth Wayne Albert - Financial Advisor in Johns Creek, GA | AdvisorFinder