AdFi
KJ

Kevin James Leblanc

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

Knoxville, TNCRD #1744123Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
15 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
CaliforniaFloridaGeorgiaIdahoKentuckyLouisianaMichiganMissouriMontanaOhioSouth CarolinaSouth DakotaTennesseeWashingtonWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/22/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 2/4/1992
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/12/1998
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/4/1988
Series 51
Municipal Fund Securities Principal Examination
Passed 3/31/2003
Series 24
General Securities Principal Examination
Passed 6/3/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Arete Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH ADVISORS, LLCCurrent
3/31/2023Knoxville, TN
CENTER STREET ADVISORS, INC.
6/2/20176/22/2023Knoxville, TN
SECURITIES AMERICA ADVISORS, INC.
3/20/20176/5/2017Knoxville, TN
USADVISORS WEALTH MANAGEMENT, LLC
11/6/20143/21/2017Knoxville, TN
SECURITIES AMERICA ADVISORS, INC.
8/1/201111/10/2014Knoxville, TN
USADVISORS WEALTH MANAGEMENT, LLC
1/24/201212/5/2012Knoxville, TN
LEGACY TAX AND FINANCIAL PLANNING, LLC
7/23/200911/16/2011Knoxville, TN
WOODBURY FINANCIAL SERVICES, INC.
1/4/20108/26/2011Knoxville, TN
WOODBURY FINANCIAL SERVICES, INC.
1/7/200912/31/2009Knoxville, TN
SECURIAN FINANCIAL SERVICES, INC.
11/24/20041/5/2009Knoxville, TN
SIGNATOR INVESTORS, INC.
8/30/200211/16/2004Knoxville, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin James Leblanc has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin James Leblanc - Financial Advisor in Knoxville, TN | AdvisorFinder