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Robert Allyn Fratkin

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

Vienna, VACRD #213245Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
56 yrs
States Registered
3 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
District of ColumbiaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/14/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 1/6/1983
Series 12
NYSE Branch Manager Examination
Passed 5/1/1979
Series 40
Registered Principal Examination
Passed 12/12/1978
Series 4
Registered Options Principal Examination
Passed 5/30/1978
Series 7TO
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 5
Interest Rate Options Examination
Passed 10/17/1981
PC
AMEX Put and Call Exam
Passed 8/8/1977
Series 1
Registered Representative Examination
Passed 7/26/1968

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARETE WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH MANAGEMENT, LLCCurrent
3/6/2017Vienna, VA
CITIGROUP GLOBAL MARKETS INC.
7/31/19936/1/2009MCLEAN, VA
F I DUPONT GLORE FORGAN & CO
7/24/19707/23/1972
SHEARSON, HAMMILL & CO., INCORPORATED
6/27/197211/8/1974
MORGAN STANLEY
6/1/20092/8/2017MCLEAN, VA
SHEARSON HAYDEN STONE INC.
11/8/197411/17/1976
LEHMAN BROTHERS INC.
11/22/19777/31/1993NEW YORK, NY
SHEARSON HAYDEN STONE INC.
11/17/197611/22/1977

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Allyn Fratkin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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