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Neal Thomas Leisch

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

San Diego, CACRD #3024416Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
11 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Neal Thomas Leisch has worked in the securities industry since 1998. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaCaliforniaFloridaIdahoMichiganMissouriMontanaNevadaOregonTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/10/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 5/1/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/10/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/6/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
8/21/2017San Diego, CA
WFG ADVISORS, LP
11/2/20098/14/2017San Diego, CA
VALIC FINANCIAL ADVISORS, INC.
10/4/200211/16/2009San Diego, CA
AMERICAN GENERAL FINANCIAL ADVISORS, INC.
2/27/20035/2/2009San Diego, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Neal Thomas Leisch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Neal Thomas Leisch - Financial Advisor in San Diego, CA | AdvisorFinder