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Luke J Franks

Investment Adviser Representative at Advisory Alpha, LLC

Perrysburg, OHCRD #7428983Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Luke J. Franks is an investment adviser representative with Advisory Alpha, LLC in Perrysburg, OH, where they have been registered since 2025. They have worked in the securities industry since 2021 and were previously registered with Fifth Third Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.

Office

770 Commerce Dr
Perrysburg, OH 43551

Advisors at this office: 11

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Ohio

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/14/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 12/21/2021
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/15/2021
SIE
Securities Industry Essentials Examination
Passed 9/2/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Advisory Alpha, LLCCurrent
6/4/2025 – Perrysburg, OH
Fifth Third Securities, Inc.
2/14/2022 – 4/28/2025Fostoria, OH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Fifth Third BANK
    Mar 2019 – Apr 2025Findlay, OH
  2. Fox Run Nursing Home
    Aug 2018 – Mar 2019Findlay, OH
  3. Ohio Northern University
    Aug 2015 – Dec 2018Ada, OH
  4. Fifth Third Securities
    Aug 2021 – Apr 2025Findlay, OH
  5. Advisory Alpha, LLC
    May 2025 – no end date reportedHolland, MI
  6. Citizen Advisory Group
    May 2025 – no end date reportedPerrysburg, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Advisory Alpha, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.017

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advanced planning, asset management, compliance, marketing, and technology services delivered as an integrated single-provider platform. The firm also supports advisors in starting an independent RIA, enhancing an existing RIA, affiliating with a competitive RIA, and buying a practice or building succession.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingEducational Seminars and Workshops
Firm areas of expertise
Advanced PlanningAsset ManagementComplianceMarketingTechnologyRIA SupportPractice ManagementSuccession PlanningFee CompressionTurnkey Advisory Platform

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingOther Investment Advisers

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
64
Offices listed on AdvisorFinder:
19
Main office:
Holland, MI
SEC file number:
801-72499

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at Advisory Alpha, LLC

Showing 12 of 64 in the directory

View Advisory Alpha, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Luke J Franks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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