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Mark Hutchins Egener

Investment Adviser Representative at AEGIS CAPITAL CORP.

Bedford Hills, NYCRD #1226896Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Hutchins Egener has worked in the securities industry since 1984. They are registered to provide investment advisory services in Montana and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MontanaNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/14/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 3/1/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/4/1985
Series 7
General Securities Representative Examination
Passed 12/17/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
7/14/2023Bedford Hills, NY
SECURITIES AMERICA ADVISORS, INC.
7/17/20206/29/2023Bedford Hills, NY
INVESTACORP ADVISORY SERVICES INC
5/18/20187/17/2020Bedford Hills, NY
LPL FINANCIAL LLC
9/27/20115/25/2018Bedford Hills, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Hutchins Egener has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Hutchins Egener - Financial Advisor in Bedford Hills, NY | AdvisorFinder