Michael Robert Finnie
Investment Adviser Representative at AEGIS CAPITAL CORP.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Robert Finnie has worked in the securities industry since 1991. They are registered to provide investment advisory services in District of Columbia, Florida, South Carolina, Tennessee, and Virginia.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| First $250,000 (client pays transaction costs) | 2.50% |
| Next $750,000 (client pays transaction costs) | 2.25% |
| Over $1,000,000 (client pays transaction costs) | 2.00% |
| First $250,000 (adviser pays transaction costs) | 3.00% |
| Next $750,000 (adviser pays transaction costs) | 2.75% |
| Over $1,000,000 (adviser pays transaction costs) | 2.50% |
Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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