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Steven Michael Scharff

Investment Adviser Representative at BAKER TILLY WEALTH MANAGEMENT, LLC

Anaconda, MTCRD #6274937Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
3 states
Exams Passed
6

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
IndianaMinnesotaMontana
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/1/2021
Series 65
Uniform Investment Adviser Law Examination
Passed 3/5/2020
Series 52
Municipal Securities Representative Examination
Passed 3/5/2021
SIE
Securities Industry Essentials Examination
Passed 2/5/2021
Series 50
Municipal Advisor Representative Qualification Exam
Passed 5/30/2017
Series 54
Municipal Advisor Principal Qualification Examination
Passed 2/24/2024

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Baker Tilly Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BAKER TILLY WEALTH MANAGEMENT, LLCCurrent
9/24/2021Anaconda, MT
NORTHLAND ASSET MANAGEMENT
1/6/20218/31/2021Minneapolis, MN
BAKER TILLY FINANCIAL
12/23/20201/8/2021St. Paul, MN
BAKER TILLY INVESTMENT SERVICES
3/19/202012/26/2020St. Paul, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Michael Scharff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Steven Michael Scharff - Financial Advisor in Anaconda, MT | AdvisorFinder