AdFi
MR

Matthew Roger Miller

Investment Adviser Representative at AEGIS CAPITAL CORP.

Portland, ORCRD #719360Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
15 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
CaliforniaColoradoFloridaIdahoIndianaMaineMinnesotaMontanaNew YorkNorth CarolinaOklahomaOregonSouth CarolinaTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/23/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 6/17/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/15/1980
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 2/27/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
7/2/2015Portland, OR
JHS CAPITAL ADVISORS, LLC
4/11/20127/7/2015Portland, OR
PAULSON INVESTMENT COMPANY, INC.
4/23/20034/11/2012Portland, OR

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AEGIS CAPITAL CORP.

Showing 12 of 101 in the directory

View AEGIS CAPITAL CORP. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Roger Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew Roger Miller - Financial Advisor in Portland, OR | AdvisorFinder