Mark Katz
Investment Adviser Representative at AEGIS CAPITAL CORP.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Katz has worked in the securities industry since 1998. They are registered to provide investment advisory services in Arizona, California, and Utah.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| First $250,000 (client pays transaction costs) | 2.50% |
| Next $750,000 (client pays transaction costs) | 2.25% |
| Over $1,000,000 (client pays transaction costs) | 2.00% |
| First $250,000 (adviser pays transaction costs) | 3.00% |
| Next $750,000 (adviser pays transaction costs) | 2.75% |
| Over $1,000,000 (adviser pays transaction costs) | 2.50% |
Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Katz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.