AdFi
MA

Michael Andrew Black

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

Melville, NYCRD #1318058Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
9 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArizonaCaliforniaDistrict of ColumbiaFloridaMarylandNew JerseyNew YorkTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/27/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/15/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARETE WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH MANAGEMENT, LLCCurrent
7/20/2022Melville, NY
MORGAN STANLEY DW INC.
9/6/19944/2/2007GREAT NECK, NY
SMITH BARNEY INC.
7/31/19939/20/1994NEW YORK, NY
WELLS FARGO ADVISORS, LLC
5/4/20074/19/2016GARDEN CITY, NY
MORGAN STANLEY & CO., INCORPORATED
4/2/20075/9/2007GREAT NECK, NY
NATIONAL SECURITIES CORPORATION
4/18/20167/21/2022MELVILLE, NY
MCLAUGHLIN, PIVEN, VOGEL INC.
12/18/19841/11/1989NEW YORK, NY
LEHMAN BROTHERS INC.
1/3/19897/31/1993NEW YORK, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Andrew Black has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Andrew Black - Financial Advisor in Melville, NY | AdvisorFinder