Michael Lloyd Hawes
Investment Adviser Representative at Retirement PLAN Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Michael Lloyd Hawes is an investment adviser representative with Retirement PLAN Advisors, LLC in Janesville, WI, where they have been registered since 2025. They have worked in the securities industry since 2002 and have been registered with 5 firms, including Nationwide Investment Advisors, LLC and PNC Investments. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Wisconsin.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Wisconsin
- Broker:
2 states and territories
Illinois, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Nationwide Investment Services CorporationAug 2011 – Jul 2025Columbus, OH
- Cambridge Investment Research, Inc.Jul 2025 – no end date reportedFairfield, IA
- Retirement Plan Advisors, LLCJul 2025 – no end date reportedChicago, IL
- Retirement PLAN Advisors, LLCJul 2025 – no end date reportedChicago, IL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Retirement PLAN Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
3(21) & 3(38) fiduciary services, plan design and implementation, onsite participant enrollment and advisory services, recordkeeper search and plan oversight, fee benchmarking, RFP/Q/I and fee negotiation, and personalized investment solutions for asset accumulation and income generation.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 47
- Offices listed on AdvisorFinder:
- 16
- Main office:
- Chicago, IL
- SEC file number:
- 801-63261
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 30, 2026
View full firm profileOther advisors at Retirement PLAN Advisors, LLC
Showing 12 of 47 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Lloyd Hawes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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