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Michael Patrick Ward

Investment Adviser Representative at HAZARD & SIEGEL ADVISORY SERVICES LLC

Cazenovia, NYCRD #5050123Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Michael Patrick Ward has worked in the securities industry since 2006. They are registered to provide investment advisory services in New York and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New YorkTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/17/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 7/13/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/1/2007
Series 11
Assistant Representative-Order Processing Qualification Exam
Passed 6/26/2006
Series 4
Registered Options Principal Examination
Passed 6/20/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hazard & Siegel Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HAZARD & SIEGEL, INC.Current
6/16/2018Cazenovia, NY
HAZARD & SIEGEL ADVISORY SERVICES LLCCurrent
6/7/2018Cazenovia, NY
NATIONAL SECURITIES CORPORATION
7/21/20176/7/2018Dallas, TX
WFG INVESTMENTS, INC.
10/16/20137/25/2017Dallas, TX
RIDGEWAY & CONGER, INC.
9/21/200710/3/2013New Woodstock, NY
CLAYTON LOWELL, & CONGER INC
3/2/200710/3/2013New Woodstock, NY
CLAYTON LOWELL, & CONGER INC
6/27/200612/13/2006New Woodstock, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Patrick Ward has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Patrick Ward - Financial Advisor in Cazenovia, NY | AdvisorFinder