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Stephen Paul Wilkie

Investment Adviser Representative at HAZARD & SIEGEL ADVISORY SERVICES LLC

Dewitt, NYCRD #2572933Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stephen Paul Wilkie has worked in the securities industry since 1995. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
New York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/25/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/25/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hazard & Siegel Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HAZARD & SIEGEL ADVISORY SERVICES LLCCurrent
7/12/2021Dewitt, NY
HAZARD & SIEGEL, INC.Current
9/1/2011Dewitt, NY
IBN FINANCIAL SERVICES, INC.
11/1/20008/17/2011Liverpool, NY
PITTSFORD CAPITAL MARKETS, INC
2/8/20024/23/2002Pittsford, NY
LEIGH BALDWIN & CO., LLC
5/4/19998/31/2000Cazenovia, NY
PFS INVESTMENTS INC.
1/26/19955/19/1999Duluth, GA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Paul Wilkie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Paul Wilkie - Financial Advisor in Dewitt, NY | AdvisorFinder