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Thomas Murray Steffey

Investment Adviser Representative at HAZARD & SIEGEL ADVISORY SERVICES LLC

Punxsutawney, PACRD #2267412Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
5 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
FloridaMarylandOhioPennsylvaniaSouth Carolina
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/13/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/3/1997
Series 62
Corporate Securities Limited Representative Examination
Passed 5/30/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/13/1992
Series 24
General Securities Principal Examination
Passed 2/11/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hazard & Siegel Advisory Services LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HAZARD & SIEGEL ADVISORY SERVICES LLCCurrent
2/10/2021Punxsutawney, PA
CADARET GRANT & CO INC
5/30/20192/3/2021Punxsutawney, PA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Murray Steffey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Murray Steffey - Financial Advisor in Punxsutawney, PA | AdvisorFinder