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Nimrod Peretz Gauss-Samet

Investment Adviser Representative at ASSOCIATED INVESTMENT SERVICES, INC.

Germantown, WICRD #4729638Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
17 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
ArizonaCaliforniaColoradoFloridaGeorgiaIllinoisMarylandMichiganMinnesotaMissouriNevadaNew YorkNorth CarolinaOhioPennsylvaniaTexasWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/28/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/26/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Associated Investment Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ASSOCIATED INVESTMENT SERVICES, INC.Current
11/5/2007Germantown, WI
AMERIPRISE FINANCIAL SERVICES, INC.
1/1/20048/13/2007Brookfield, WI
IDS LIFE INSURANCE COMPANY
1/1/20047/3/2006Minneapolis, MN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nimrod Peretz Gauss-Samet has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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