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Paul Edward Fitzpatrick

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Gardner, MACRD #1416910Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
11 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaConnecticutFloridaMaineMarylandMassachusettsNew HampshireNorth CarolinaRhode IslandSouth CarolinaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/29/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 1/24/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/18/1986
Series 24
General Securities Principal Examination
Passed 6/5/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHEAST PLANNING ASSOCIATES, INC.Current
12/6/2023Gardner, MA
LPL FINANCIAL LLCCurrent
5/3/2006Gardner, MA
MONEY CONCEPTS CAPITAL CORP
3/22/19944/24/1996Palm Beach Gardens, FL
PEBSCO SECURITIES CORP.
1/10/19913/1/1994Columbus, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/11/198812/19/1990New York, NY
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
1/22/198610/29/1988Minneapolis, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Paul Edward Fitzpatrick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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