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Randall Joseph Montoya

Investment Adviser Representative at TCFG INVESTMENT ADVISORS, LLC

Truchas, NMCRD #3130688Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
5 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Randall Joseph Montoya has worked in the securities industry since 1999. They are registered to provide investment advisory services in Arizona, California, Nevada, New Mexico, and New York.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 5 states
ArizonaCaliforniaNevadaNew MexicoNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/10/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 7/21/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/4/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $249,9992.00%
$250,000 to $499,9991.75%
$500,000 to $1,000,0001.50%
$1,000,000 and up1.00%
Source

TCFG Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCFG INVESTMENT ADVISORS, LLCCurrent
2/12/2014Truchas, NM
TCFG WEALTH MANAGEMENT, LLCCurrent
1/16/2014Truchas, NM
THE PLANNERS NETWORK, INC.
1/2/200412/13/2013Las Vegas, NV
THE PLANNERS NETWORK, INC.
7/18/20029/29/2003Las Vegas, NV

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Randall Joseph Montoya has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Randall Joseph Montoya - Financial Advisor in Truchas, NM | AdvisorFinder