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Philip Mark Martini

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

West Palm Beach, FLCRD #1873404Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
19 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
ArizonaCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisMarylandMassachusettsMontanaNew JerseyNew YorkNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/7/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 10/13/1988
Series 24
General Securities Principal Examination
Passed 1/23/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/19/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARETE WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH MANAGEMENT, LLCCurrent
8/12/2024West Palm Beach, FL
DEUTSCHE BANK SECURITIES INC.
9/5/20037/11/2006NEW YORK, NY
J.P. MORGAN SECURITIES INC.
7/31/20099/23/2009NEW YORK, NY
PARSONEX SECURITIES, INC.
5/26/20151/30/2018Englewood, CO
CANTOR FITZGERALD & CO.
2/8/20104/23/2013NEW YORK, NY
FIRST ALBANY CORPORATION
2/12/20039/10/2003NEW YORK, NY
THOMSON INSTITUTIONAL SERVICES INC.
12/9/199411/28/1995NEW YORK, NY
SANDERS MORRIS HARRIS INC.
12/4/20092/1/2010BERNARDSVILLE, NJ
BEAR, STEARNS & CO. INC.
12/4/199511/26/1999NEW YORK, NY
BANC OF AMERICA SECURITIES LLC
12/16/19997/18/2002NEW YORK, NY
DREXEL BURNHAM LAMBERT INCORPORATED
11/28/19882/8/1989
SANDLER, O'NEILL & PARTNERS, L.P.
10/21/20022/11/2003NEW YORK, NY
JMP SECURITIES LLC
10/10/20061/26/2009NEW YORK, NY
CANACCORD GENUITY LLC
1/30/20189/19/2023NEW YORK, NY
CARILLON INVESTMENTS, INC.
1/25/199112/31/1992CINCINNATI, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Mark Martini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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