Philip Steven Franco
Investment Adviser Representative at Calton & Associates, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Philip Steven Franco is an investment adviser representative with Calton & Associates, Inc. in Tampa, FL, where they have been registered since 2025. They have worked in the securities industry since 2024. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
15 states and territories
Alabama, Arkansas, California, Colorado, Florida, Louisiana, New Jersey, New York, North Dakota, Oklahoma, Pennsylvania, South Dakota, Texas, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Calton & Associates, Inc.Oct 2024 – no end date reportedTampa, FL
- Calton & Associates, Inc.Jul 2024 – Oct 2024Tampa, FL
- Freehold Borough High SchoolJun 2016 – Jun 2020Freehold, NJ
- Battleview OrchardsJun 2017 – Nov 2017Freehold, NJ
- Downtown FreeholdMay 2018 – Mar 2019Freehold, NJ
- University of TampaJun 2020 – Jun 2021Tampa, FL
- Virtuoso ValetJun 2021 – Dec 2022Freehold, NJ
- ABMMDec 2022 – Jan 2024Iselin, NJ
- Virtuoso ValetJan 2024 – Apr 2024Freehold, NJ
- UnemployedApr 2024 – Jun 2024Freehold, NJ
- Calton & Associates, Inc.Mar 2025 – no end date reportedTampa, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Calton & Associates, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
- Firm account minimum
- $50,000 (waivable)
- Estimated blended rate
- 0.026
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investments, insurance, and financial planning services; supports transactional, Hybrid BD/RIA, and Corporate RIA business models
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 153
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Tampa, FL
- Founded:
- 1987
- SEC file number:
- 801-70036
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 6, 2026
View full firm profileOther advisors at Calton & Associates, Inc.
Showing 12 of 153 in the directory
Similar advisors in Tampa, FL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Steven Franco has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched