Daniel Clinton Smith
Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Clinton Smith has worked in the securities industry since 1998. They have passed the Series 99, 63, 27, 24, and 7 examinations. They are registered to provide investment advisory services in Iowa.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $0 - $249,000 | 3.00% |
| $250,000 - $749,999 | 2.50% |
| $750,000 - $1,499,999 | 2.00% |
| $1,500,000 - $4,999,999 | 1.75% |
| $5,000,000 and over | 1.50% |
Firm-stated minimum; may be waived at the firm's discretion.
Arete Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Clinton Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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