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Robert Michael Mitchell Jr

Investment Adviser Representative at TCP ASSET MANAGEMENT, LLC

Thompson Station, TNCRD #4852647Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
11 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
AlabamaConnecticutFloridaGeorgiaKansasMassachusettsMississippiNorth CarolinaSouth CarolinaTennesseeVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/26/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 10/21/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/24/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/25/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

TCP Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCP ASSET MANAGEMENT, LLCCurrent
1/19/2017Thompson Station, TN
TRENDENCY CAPITAL MANAGEMENT, LLC
5/11/20161/13/2017Thompsons Station, TN
LINCOLN FINANCIAL ADVISORS CORPORATION
4/8/20134/13/2016Thompsons Station, TN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Michael Mitchell Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Michael Mitchell Jr - Financial Advisor in Thompson Station, TN | AdvisorFinder