AdFi
TA

TCP ASSET MANAGEMENT, LLC

SEC Registered
UPPER ARLINGTON, OHhttps://tcpasset.com614-761-9378
Assets Under Management
$1B–$5B
Employees
43
Office Locations
12 offices
Total Accounts
5021

About the firm

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)1,934$618M
High Net Worth Individuals287$565M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

13 total clients reported on Form ADV.

Leadership

Joshua Richard Allen
MEMBER, OWNER, CHIEF COMPLIANCE OFFICER, AND INVESTMENT ADVISOR REPRESENTATIVE
Phillip Joseph Susi
MEMBER, OWNER AND INVESTMENT ADVISOR REPRESENTATIVE

Office locations

12 offices in 7 states
OH
UPPER ARLINGTONHQ
CA
PALM SPRINGS
WY
CHEYENNE
PA
GREENSBURG
OH
BELLEFONTAINE
SC
AIKEN
TN
THOMPSON STATION
OH
COLUMBUS
AZ
PHOENIX
OH
WESTERVILLE

Advisors at this firm

11 advisors in the directory

Regulatory & compliance

CRD number
#286037
SEC Number
801-108836
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Other

Data as of February 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Find an advisor that fits

Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TCP ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

TCP ASSET MANAGEMENT, LLC in UPPER ARLINGTON, OH - Financial Advisory Firm | AdvisorFinder