AdFi
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TCP ASSET MANAGEMENT, LLC

SEC Registered

Providing A Boutique Wealth Management Experience

UPPER ARLINGTON, OHhttps://tcpasset.com614-761-9378
Assets Under Management
$1B–$5B
Employees
43
Office Locations
10 offices
Total Accounts
5021

About the firm

TCP Asset Management is a full-service independent firm committed to partnering with clients throughout their financial life. They provide honest, fiduciary financial advice to successful individuals and their families.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Wealth ManagementFiduciary AdviceFinancial PlanningIndependent FirmBoutique

Services

Full-service independent wealth management, including fiduciary financial advice, financial planning, and ongoing collaboration to support clients' financial independence

Who they serve

Successful individuals and their families

Client segmentClientsAssets managed
Individuals (Non-HNW)1,934$618M
High Net Worth Individuals287$565M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

13 total clients reported on Form ADV.

Leadership

Joshua Richard Allen
MEMBER, OWNER, CHIEF COMPLIANCE OFFICER, AND INVESTMENT ADVISOR REPRESENTATIVE
Phillip Joseph Susi
MEMBER, OWNER AND INVESTMENT ADVISOR REPRESENTATIVE

Office locations

10 offices in 7 states
OH
UPPER ARLINGTONHQ
CA
PALM SPRINGS
WY
CHEYENNE
PA
GREENSBURG
OH
BELLEFONTAINE
SC
AIKEN
TN
THOMPSON STATION
OH
COLUMBUS
AZ
PHOENIX
OH
WESTERVILLE

Advisors at this firm

25 advisors in the directory

Branda Rhae Allen
Investment Adviser Representative
Dual-registered
Joshua Richard Allen
Investment Adviser Representative
Dual-registered
Philip Hunter Bervig
Investment Adviser Representative
Dual-registered
Alyse Nicole Breidenbach
Investment Adviser Representative
Investment Adviser Rep
Dale Edward Buckner
Investment Adviser Representative
Dual-registered
Julianne Lorraine Call
Investment Adviser Representative
Dual-registered
Rebecca Eve Goebel
Investment Adviser Representative
Dual-registered
Brad Hennebert
Investment Adviser Representative
Investment Adviser Rep
Derek Joseph Kesig
Investment Adviser Representative
Investment Adviser Rep
Krista Susanne Kramer
Investment Adviser Representative
Investment Adviser Rep
Klinton Krieger
Investment Adviser Representative
Dual-registered
David Baldwin Meske
Investment Adviser Representative
Dual-registered
Robert Michael Mitchell Jr
Investment Adviser Representative
Dual-registered
Jennifer Lynne Miranda
Investment Adviser Representative
Dual-registered
John Matthew Riley
Investment Adviser Representative
Investment Adviser Rep
John Leonard Rutter
Investment Adviser Representative
Investment Adviser Rep
Benjamin G Randall
Investment Adviser Representative
Dual-registered
Teresa Ann Roop
Investment Adviser Representative
Dual-registered
Mary C Slane
Investment Adviser Representative
Investment Adviser Rep
Jessica Marie Simmons
Investment Adviser Representative
Dual-registered
Phillip Joseph Susi
Investment Adviser Representative
Dual-registered
Scott Joseph Thomas
Investment Adviser Representative
Dual-registered
Diron Tappin
Investment Adviser Representative
Dual-registered
Dakota Riley Van Horn
Investment Adviser Representative
Investment Adviser Rep
Ashley Brian Varner
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#286037
SEC Number
801-108836
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Other

Data as of February 13, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. TCP ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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