Alyse Nicole Breidenbach

Investment Adviser Representative at TCP ASSET MANAGEMENT, LLC

COLUMBUS, OHCRD #6368793Investment Adviser Rep

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

12 yrs

States Registered

5 states

Exams Passed

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 5 states

CaliforniaNew YorkNorth CarolinaOhioPennsylvania

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 9/29/2014

Series 26

Investment Company Products/Variable Contracts Principal Examination

Passed 8/8/2016

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 10/13/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.02

Source

TCP ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCurrent

1/22/2018 – COLUMBUS, OH

FORESTERS FINANCIAL SERVICES, INC.

10/13/2014 – 1/26/2018DUBLIN, OH

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alyse Nicole Breidenbach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.