Branda Rhae Allen

Investment Adviser Representative at TCP ASSET MANAGEMENT, LLC

UPPER ARLINGTON, OHCRD #4577515Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

21 yrs

States Registered

11 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 11 states

ArizonaCaliforniaGeorgiaIllinoisIndianaKentuckyLouisianaMissouriNew YorkOhioTexas

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 4/5/2018

Series 66

Uniform Combined State Law Examination

Passed 7/28/2007

Series 24

General Securities Principal Examination

Passed 3/7/2017

Series 6TO

Investment Company Products/Variable Contracts Representative Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 3/18/2016

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 12/19/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.02

Source

TCP ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCurrent

12/5/2016 – UPPER ARLINGTON, OH

SECURITIES AMERICA, INC.

3/18/2016 – 10/28/2016COLUMBUS, OH

LINCOLN FINANCIAL ADVISORS CORPORATION

12/20/2002 – 11/9/2005FORT WAYNE, IN

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

12/20/2002 – 11/9/2005FORT WAYNE, IN

SILVER OAK SECURITIES, INCORPORATED

12/12/2007 – 7/28/2008JACKSON, TN

FSC SECURITIES CORPORATION

11/7/2005 – 9/28/2006WORTHINGTON, OH

REGIS SECURITIES CORPORATION

1/3/2007 – 8/17/2007WESTERVILLE, OH

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Branda Rhae Allen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.