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Thomas Coyle Burke

Investment Adviser Representative at NOVEM GROUP

Rochester, NYCRD #1217162Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Thomas Coyle Burke has worked in the securities industry since 2016. They are registered to provide investment advisory services in Colorado, New York, and North Carolina.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
ColoradoNew YorkNorth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/23/2016
Series 66
Uniform Combined State Law Examination
Passed 2/29/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 3/13/1995
Series 62
Corporate Securities Limited Representative Examination
Passed 12/11/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/15/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.50%
$250,001 - $500,0002.25%
$500,001 - $1,000,0002.00%
$1,000,001 - $5,000,0001.75%
Over $5,000,0001.50%
Source

Novem Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NOVEM GROUPCurrent
7/28/2016Rochester, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at NOVEM GROUP

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Coyle Burke has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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