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Walter John Hoehler

Investment Adviser Representative at B. RILEY WEALTH ADVISORS, INC.

New York, NYCRD #2076161Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
23 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Walter John Hoehler has worked in the securities industry since 1995. They are registered to provide investment advisory services in 23 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaArizonaCaliforniaColoradoConnecticutFloridaGeorgiaKansasKentuckyMarylandMassachusettsMichiganMinnesotaNevadaNew JerseyNew YorkNorth CarolinaOhioOklahomaPennsylvaniaRhode IslandTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/7/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 7/20/1990
Series 7
General Securities Representative Examination
Passed 11/16/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 8/18/1998
Series 3
National Commodity Futures Examination
Passed 11/3/1995
Series 7
General Securities Representative Examination
Passed 7/11/1992
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/12/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

B. Riley Wealth Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

B. RILEY WEALTH ADVISORS, INC.Current
11/16/2022New York, NY
BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
1/30/20126/8/2020Houston, TX
IXE SECURITIES, LLC
12/16/20092/8/2012New York, NY
BANORTE SECURITIES INTERNATIONAL, LTD.
2/10/199912/14/2009New York, NY
BBV SECURITIES INC.
6/2/199811/13/1998New York, NY
AFIN SECURITIES INTERNATIONAL, LTD.
1/12/19985/26/1998Houston, TX
BANCOMER SECURITIES INTERNATIONAL INC.
5/10/19965/16/1997Houston, TX
VECTORMEX INCORPORATED
12/8/19944/10/1996Miami, FL
SMITH BARNEY INC.
7/16/19927/25/1994New York, NY
AMEV INVESTORS, INC.
7/27/19901/31/1991Oakdale, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Walter John Hoehler has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Walter John Hoehler - Financial Advisor in New York, NY | AdvisorFinder