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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
JH

James Henry Proctor

Minnesota·CRD #1035169
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
44 yrs
States
3
Exams
10
Since
1982
Est. fee
AUM / Flat Fee
View profile
JH

James Henry Saulnier

Colorado·CRD #3269945
IA Rep

Investment Adviser Rep at JIM SAULNIER & ASSOCIATES, LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
JH

James Henry Schooler

Texas·CRD #2331170
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JH

James Henry Spiegelberg

Wisconsin·CRD #3161269
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
27 yrs
States
1
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
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JH

James Herbert Bailey

Florida·CRD #1393256
Dual-registered

Dual-registered at TALON LLC

Experience
23 yrs
States
3
Exams
4
Since
2003
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
JH

James Herbert White III

Alabama·CRD #465104
Dual-registered

Dual-registered at PORTER WHITE INVESTMENT ADVISORS, INC.

Experience
51 yrs
States
1
Exams
10
Since
1975
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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JH

James Herman Duren

Alabama·CRD #73923
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
54 yrs
States
2
Exams
7
Since
1972
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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JH

James Heron Collins

Louisiana·CRD #719354
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
6
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James Herrmann Cross

Arkansas·CRD #2254010
Dual-registered

Dual-registered at FIRST HEARTLAND CONSULTANTS, INC.

Experience
34 yrs
States
3
Exams
5
Since
1992
Est. fee
AUM / Hourly / Flat Fee
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JH

James Hewitt Newcomb

Texas·CRD #2479374
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
1
Exams
7
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James H Flannery

District Of Columbia·CRD #2402135
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
4
Exams
6
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James Hien Nguyen

California·CRD #8140640
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James Holler

Maine·CRD #7630821
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
4 yrs
States
2
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
JH

James Holman

New Jersey·CRD #8169329
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James Howard Dockens

Washington·CRD #2947707
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
27 yrs
States
1
Exams
5
Since
1999
Fee
AUM / Other
View profile
JH

James Howard Elliot

California·CRD #2284949
Dual-registered

Dual-registered at ELCO MANAGEMENT COMPANY, LLC

Experience
5 yrs
States
8
Exams
3
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$500k
View profile
JH

James Howard Kramer

Colorado·CRD #3087287
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
JH

James Howard Marshall IV

Illinois·CRD #7991722
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James Howard Meaders

Georgia·CRD #1573557
IA Rep

Investment Adviser Rep at FIRST HEARTLAND CONSULTANTS, INC.

Experience
39 yrs
States
1
Exams
3
Since
1987
Est. fee
AUM / Hourly / Flat Fee
View profile
JH

James Howard Nitchke

California·CRD #5480037
Dual-registered

Dual-registered at ONE CAPITAL MANAGEMENT, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Subscription
Minimum
$500k
View profile
JH

James H Standish

California·CRD #5951074
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
JH

James H Terrells Jr

Washington·CRD #5121159
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Other
View profile
JH

James Hubbard Diffly

Georgia·CRD #1251341
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
41 yrs
States
1
Exams
3
Since
1985
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
JH

James Hunt

North Carolina·CRD #7339732
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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