Browse financial advisors
Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.
James Mota
Dual-registered at ARETE WEALTH ADVISORS, LLC
James Moyer Fernberger
Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.
James M Reeves
Dual-registered at EAGLE STRATEGIES LLC
James M Sleight
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James M Stapleton
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James M Thornton
Dual-registered at VESTGEN ADVISORS, LLC
James M Wood Jr
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Myers
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Nagno Fujita
Dual-registered at U.S. BANCORP ADVISORS, LLC
James Neal Tennyson
Dual-registered at EQUITABLE ADVISORS, LLC
James Neaylon
Investment Adviser Rep at IP FINANCIAL ADVISORY SERVICES LLC
James Neil Henry
Dual-registered at OSAIC WEALTH, INC.
James N Ellowitch
Dual-registered at OSAIC WEALTH, INC.
James Nendel Pepperman
Dual-registered at ALDEN CAPITAL
James N Grzymkowski
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Nicholas Chiconas
Investment Adviser Rep at EQUITABLE ADVISORS, LLC
James Nicholas Demeo Jr
Dual-registered at SHULMAN DEMEO ASSET MANAGEMENT, LLC
James Nicholas Proffitt Jr
Investment Adviser Rep at PROFFITT & GOODSON INC.
James Nicholas Sarandis
Dual-registered at CABIN ADVISORS, LLC
James Nicholas Volpe
Dual-registered at REDHAWK WEALTH ADVISORS, INC.
James N Matthews
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Norman Norman Deitrich Jr
Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
James Norman Riley
Dual-registered at ESI FINANCIAL ADVISORS
James Norman Wert
Dual-registered at NEWEDGE ADVISORS
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.