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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
KC

KAH CAPITAL MANAGEMENT, LLC

MCLEAN, VA
RIA

Kah Capital is an investment management firm focused on mortgage credit

AUM
$500M–$1B
Advisors
Offices
1
Founded
2018

Firm Focus

Pooled Vehicles

Expertise

Mortgage CreditResidential Mortgage InvestingRisk Management+6
Fee model
AUM / Performance-based
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KC

KAIROS CAPITAL MANAGEMENT, LLC

BELLEVUE, WA
RIA

It's About Opportunity

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Investment ManagementWealth ManagementPortfolio Management+7
Fee model
AUM
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KW

KAIYO WEALTH LLC

SAN DIEGO, CA
RIA

Trusted financial advice when you need it most.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningInvestment ManagementTax Planning+3
Fee model
AUM / Flat Fee
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KF

KAIZEN FINANCIAL ADVISORS, LLC

KIRKLAND, WA
RIA

Take meaningful steps toward a brighter financial future.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Investment ManagementWealth PlanningRetirement Planning+10
Fee model
AUM / Hourly / Flat Fee
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KC

KALEIDOSCOPE CAPITAL

BOSTON, MA
RIA

VIEW INVESTING THROUGH A NEW LENS

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Investment ManagementInvestment Advisory
Fee model
AUM / Performance-based
Account Minimum
$15.0M
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KC

KALTBAUM CAPITAL MANAGEMENT

N/A
RIA

Get The Best Of GaryK.com In Your Inbox Every Day

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthInsurance Companies

Expertise

Market CommentaryRadioNewsletter+3
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$500k
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KC

KANAME CAPITAL, L.P.

BOSTON, MA
RIA

Value • Quality • Governance

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Japanese EquitiesSmall CapValue Investing+5
Fee model
AUM / Performance-based
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KF

KANE FINANCIAL

WATERVILLE, NY
RIA
AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Registered Investment AdvisorFiduciaryFee-only+2
Fee model
AUM / Hourly / Flat Fee
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KF

KAPUSTA FINANCIAL GROUP

PITTSBURGH, PA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningRetirement PlanningWealth Management+2
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$100k
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KL

KARPREILLY, LLC

GREENWICH, CT
RIA

WE INVEST PASSION

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private InvestmentPortfolio ManagementConsumer Brands+2
Fee model
AUM / Performance-based / Other
View profile
KI

KARPUS INVESTMENT MANAGEMENT

PITTSFORD, NY
RIA

Helping you build wealth for the future

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Conservative InvestingLong-term Investment ManagementCapital Preservation+7
Fee model
AUM
Account Minimum
$500k
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KW

KASSIRA WEALTH MANAGEMENT, LLC

N/A
RIA

A Track Record of Success in Investment Planning

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementInvestment PlanningFinancial Planning+5
Fee model
AUM
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KW

KASSOUF WEALTH ADVISORS, LLC

BIRMINGHAM, AL
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+2

Expertise

Fee-onlyFiduciaryWealth Management+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$150k
View profile
KH

KAUFMAN HALL INVESTMENT MANAGEMENT

BRENTWOOD, TN
RIA

Serving Our Clients' Best Interest as Financial Advisors

AUM
$1B–$5B
Advisors
Offices
3
Founded

Firm Focus

IndividualsPension/Profit SharingState/Municipal

Expertise

Fixed Income ManagementBond ProceedsLiquidity Funds+5
Fee model
AUM / Flat Fee
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KR

KAUFMAN ROSSIN WEALTH, LLC

MIAMI, FL
RIA

Feel more secure about your financial future.

AUM
$500M–$1B
Advisors
3
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+2

Expertise

Financial PlanningInvestment ManagementRetirement Planning+7
Fee model
AUM / Hourly
View profile
KC

KAVAR CAPITAL PARTNERS

LEAWOOD, KS
RIA

The science of investing. The Art of integration.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementInvestment Portfolio ManagementFinancial Planning+5
Fee model
AUM / Flat Fee / Other
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KA

KAZAZIAN ASSET MANAGEMENT, LLC

FORT LAUDERDALE, FL
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Alternative InvestmentsPublic EquitiesPublic Debt+2
Fee model
AUM / Performance-based
View profile
KF

KCD FINANCIAL, INC.

GREEN BAY, WI
RIA

Investing in Integrity, Independence, and you.

AUM
$100M–$500M
Advisors
24
Offices
11
Founded
2003

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Broker-dealerRegistered Investment AdvisorIndependent Financial Planning+3
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$25k
View profile
KI

KCM INVESTMENT ADVISORS

GREENBRAE, CA
RIA

Striking the Right Balance

AUM
$5B–$25B
Advisors
Offices
1
Founded
1996

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementFinancial PlanningRetirement Planning+8
Fee model
AUM
Account Minimum
$1.0M
View profile
KA

KDT ADVISORS, LLC

PRINCETON, NJ
RIA

Focusing on Building and Preserving Generational Wealth

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment AdvisoryDiscretionary ManagementFinancial Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile
KF

KEATING FINANCIAL ADVISORY SERVICES

MANHATTAN, KS
RIA

Turn your business success into personal freedom

AUM
$1B–$5B
Advisors
4
Offices
5
Founded

Firm Focus

IndividualsCharitable Organizations

Expertise

Financial PlanningInvestment ManagementWealth Preservation+6
Fee model
AUM / Hourly / Flat Fee
View profile
KI

KEATING INVESTMENT COUNSELORS INC

DELRAY BEACH, FL
RIA

Simple Investment Solutions Since 1983

AUM
$100M–$500M
Advisors
Offices
1
Founded
1983

Firm Focus

High Net WorthInvestment Companies

Expertise

Value InvestingInvestment ManagementEquity+12
Fee model
AUM / Hourly
View profile
KW

KEB WEALTH ADVISORS

SPRINGFIELD, IL
RIA

Partners in planning for what matters most.

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementFinancial PlanningInvestment Management+11
Fee model
AUM / Hourly
View profile
KT

KEELER THOMAS MANAGEMENT LLC

OREM, UT
RIA

Attain What Matters Most

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningInvestment ManagementRetirement Transition+7
Fee model
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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