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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
KC

KEEN CAPITAL, LTD

CHAPIN, SC
RIA

#1 Rated Dental CPAs & Financial Advisors

AUM
$100M–$500M
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Dental CPATax StrategyPractice Accounting+8
Fee model
AUM / Hourly / Flat Fee
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KF

KELLEHER FINANCIAL ADVISORS, LLC

NEW YORK, NY
RIA

Made in Maine. Trusted Globally.

AUM
$1B–$5B
Advisors
2
Offices
2
Founded
2017

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Family OfficeInvestment ManagementWealth Planning+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
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KW

KELLETT WEALTH ADVISORS, LLC

CINCINNATI, OH
RIA

Let's Keep This Simple

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthCharitable Organizations

Expertise

Financial PlanningRetirement PlanningDivorce Financial Planning+3
Fee model
AUM
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KI

KELLEY INVESTMENTS

N/A
RIA

It's About Your Journey

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementFinancial PlanningInvestment Management+3
Fee model
AUM / Hourly
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KF

KELLY FINANCIAL SERVICES LLC

BRAINTREE, MA
RIA

COME GROW WITH US, COME RETIRE WITH US

AUM
$500M–$1B
Advisors
Offices
2
Founded
2003

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningRetirement PlanningWealth Accumulation+10
Fee model
AUM / Hourly / Flat Fee
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KL

KELMAN LAZAROV INC

MEMPHIS, TN
RIA

The human side of wealth management.

AUM
$500M–$1B
Advisors
2
Offices
1
Founded
1979

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementFinancial PlanningAsset Management+11
Fee model
AUM / Hourly / Flat Fee
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KF

KELSEY FINANCIAL, LLC

MOORPARK, CA
RIA

Plan. Save. Grow.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningAsset ManagementRetirement Planning+4
Fee model
AUM / Hourly / Flat Fee
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KP

KENMAR PREFERRED INVESTMENTS, LLC

NEW YORK, NY
RIA
AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

Pooled VehiclesState/Municipal

Expertise

Investment AdvisoryGlobal FootprintCreative Solutions
Fee model
AUM / Flat Fee
View profile
KL

KENNEDY LEWIS CAPITAL HOLDINGS LLC

NEW YORK, NY
RIA

Credit with Purpose and Insight

AUM
$1B–$5B
Advisors
Offices
3
Founded
2017

Firm Focus

Investment Companies

Expertise

Private CreditNon-sponsor LendingDirect Lending+7
Fee model
AUM / Performance-based
Account Minimum
$10k
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KF

KENNETH FRENKE & CO

ARDEN, NC
RIA

Your choice for Financial Services

AUM
$100M–$500M
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningWealth ManagementFee-only+3
Fee model
AUM / Flat Fee
View profile
KC

KENNONDALE CAPITAL MANAGEMENT

RICHMOND, VA
RIA

Kennondale exclusively manages long-term value equity portfolios built with fundamental analysis and conviction.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Value EquitySmall Cap ValueLarge Cap Value+6
Fee model
AUM
Account Minimum
$1.0M
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KF

KENORA FINANCIAL, LLC

DES PLAINES, IL
RIA

Helping you retire on your terms – and your timeline

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Early RetirementFinancial PlanningInvestment Management+5
Fee model
AUM
Account Minimum
$150k
View profile
KI

KENSINGTON INVESTMENT COUNSEL

LONG BEACH, CA
RIA

INVESTMENT SIMPLIFIED

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Independent Investment AdvisoryPortfolio ManagementPersonalized Investment Solutions+4
Fee model
AUM
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KA

KERCHEVILLE ADVISORS LLC

SAN ANTONIO, TX
RIA

Generational Wealth Management for every age and stage

AUM
$500M–$1B
Advisors
Offices
1
Founded
1984

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Fee-only FiduciaryWealth ManagementGenerational Wealth+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
KI

KESTREL INVESTMENT MANAGEMENT CORP

SAN MATEO, CA
RIA

UNIQUE STRATEGY. HISTORY of RESULTS.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Small-cap EquityValue InvestingVoluntary Restructurings+2
Fee model
AUM
Account Minimum
$10.0M
View profile
KW

KESTREL WEALTH MANAGEMENT, LLC

SOUTH BEND, IN
RIA

Fee-Only Financial Advisors for the Financially Established

AUM
$100M–$500M
Advisors
Offices
1
Founded
2010

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Fee-onlyFiduciaryWealth Management+9
Fee model
AUM
View profile
KH

KETTLE HILL CAPITAL MANAGEMENT, LLC

NEW YORK, NY
RIA

Seeking a differentiated approach to value-based investing

AUM
$500M–$1B
Advisors
Offices
1
Founded
2003

Firm Focus

Investment CompaniesPooled Vehicles

Expertise

Alternative InvestmentsValue InvestingFundamental Research+2
Fee model
AUM / Performance-based
View profile
KM

KEVIN M. GIBNEY AND COMPANY, LLC

ISELIN, NJ
RIA

Our goal is to give you the time and freedom to enjoy your family — and your wealth.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Family OfficeWealth ManagementTax Planning+5
Fee model
AUM / Flat Fee
View profile
KF

KEY FINANCIAL, INC.

WEST CHESTER, PA
RIA

Helping You Pursue Peace of Mind*

AUM
$1B–$5B
Advisors
13
Offices
2
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningWealth ManagementPortfolio Management+9
Fee model
AUM / Commission / Flat Fee / Other
Account Minimum
$500k
View profile
KG

KEY GROUP MANAGEMENT, INC.

FOUNTAIN HILLS, AZ
RIA

Comprehensive Wealth Management Designed Around Your Life

AUM
$100M–$500M
Advisors
5
Offices
3
Founded
1996

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementFamily OfficeFounder Planning+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
KF

KEYNOTE FINANCIAL SERVICES, LLC

VERNON, CT
RIA

No Worries. No Regrets. Just Results.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2004

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Fiduciary AdvisoryRetirement PlanningInvestment Management+4
Fee model
AUM / Hourly
View profile
KB

KEYSTONE BITCOIN

PITTSBURGH, PA
RIA

You only need one coin

AUM
Not disclosed
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

BitcoinFiduciary AdvisoryRegistered Investment Adviser+4
Fee model
AUM / Other
View profile
KF

KEYSTONE FINANCIAL GROUP, INC.

ATLANTA, GA
RIA

Your Financial Partner When You've Outgrown The Rest

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementPortfolio ManagementPersonal Wealth Planning+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
KF

KEYSTONE FINANCIAL PLANNING, INC

WESTLAKE, OH
RIA

Our goal is to build an income stream sufficient to meet your retirement needs.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Dividend InvestingRetirement IncomeCommon Stocks+3
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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