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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
RC

RAND CAPITAL MANAGEMENT

BUFFALO, NY
RIA

Funding Small, Growing Businesses for Over 50 Years

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

Investment CompaniesPooled Vehicles

Expertise

Business Development CompanyLower Middle MarketDebt Investments+4
Fee model
AUM / Other
View profile
RC

RANDOLPH CO INC

CINCINNATI, OH
RIA

Wealth management partners that make a difference.

AUM
$1B–$5B
Advisors
Offices
1
Founded
1966

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Investment ManagementPortfolio ManagementEndowment Management+8
Fee model
AUM
Account Minimum
$1.0M
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RI

RANGER INVESTMENT MANAGEMENT,L.P.

DALLAS, TX
RIA

Confidently Invest with our Small and Micro Cap Team

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Small Cap EquitiesMicro Cap EquitiesActive Management+6
Fee model
AUM / Other
Account Minimum
$5.0M
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RW

RARE WOLF CAPITAL LLC

BELLEVUE, WA
RIA

Rare Insight, Exceptional Outcomes

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Personalized Financial PlanningWealth ManagementRIA+2
Fee model
AUM
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RW

RASP WEALTH SOLUTIONS, LLC

N/A
RIA

Your Vision, Our Planning & Investment Process

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Retirement PlanningTax StrategySmall Business+7
Fee model
AUM / Flat Fee
View profile
RI

RATIONAL INVESTMENT MANAGEMENT, LLC

N/A
RIA

an integrated approach to financial planning

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Tax PlanningFinancial PlanningInvestment Management+10
Fee model
AUM
Account Minimum
$1.0M
View profile
RA

RATSON ADVISORY LLC

NEW YORK, NY
RIA

Purpose-Driven Wealth Management

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Wealth ManagementUltra-high Net WorthOutsourced Treasury+9
Fee model
AUM / Flat Fee
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RC

RAVEN CREDIT CAPITAL MANAGEMENT LLC

NEW YORK, NY
RIA

Asset-Based Alternative Investment Manager

AUM
$1B–$5B
Advisors
Offices
2
Founded
2008

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Asset-based LendingAlternative InvestmentsCredit Strategies+2
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
RW

RAYBURN WEST FINANCIAL SERVICES

NASHVILLE, TN
RIA

Tailored Investment Management. Modern Planning.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Active Security SelectionFiduciary AdviceFinancial Planning+7
Fee model
AUM
View profile
RI

RAYLIANT INVESTMENT RESEARCH

NEWPORT BEACH, CA
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Investment Companies

Expertise

Emerging MarketsEAFE EquitiesUS Equities+8
Fee model
AUM
View profile
RW

RBA WEALTH MANAGEMENT, LLC

NEWPORT BEACH, CA
RIA

Protect Your Future | Secure Your Legacy

AUM
$100M–$500M
Advisors
4
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningInvestment OversightFamily Wealth Planning+7
Fee model
AUM / Flat Fee
View profile
RC

RBC CAPITAL MARKETS, LLC

NEW YORK, NY
RIA

Helping you grow more than wealth

AUM
$25B+
Advisors
10k+
Offices
26
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3

Expertise

Retirement PlanningPortfolio ManagementEstate Planning+4
Fee model
AUM / Flat Fee
View profile
RW

RBF WEALTH ADVISORS

ST. LOUIS, MO
RIA

DentalWealthRx, your trusted wealth advisor no matter where you are in your financial journey.

AUM
$500M–$1B
Advisors
5
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Dental ProfessionalsWealth ManagementStudent Loan Repayment+7
Fee model
AUM / Hourly / Flat Fee
View profile
RI

RBP INVESTMENT ADVISORS INC.

N/A
RIA

Investment Advisory Firm

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementPortfolio ManagementRetirement Distribution Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
RC

RC CAPITAL

CINCINNATI, OH
RIA

Investing in better patient outcomes.

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Growth EquityHealthcareMedical Devices+3
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
RF

RCLCO FUND ADVISORS, LLC

LOS ANGELES, CA
RIA

Customized real estate investment advisory built on a legacy of thought leadership and analytical rigor

AUM
Not disclosed
Advisors
Offices
3
Founded
2011

Firm Focus

Charitable Organizations

Expertise

Real Estate Investment AdvisoryInstitutional InvestorsAsset Management+7
Fee model
Hourly / Flat Fee / Performance-based / Other
View profile
RF

RCS FINANCIAL PLANNING, LLC

ANNAPOLIS, MD
RIA

Your Retirement Income Deserves a Process — Not a Product.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement Income PlanningTax-aware WithdrawalsFee-only Fiduciary+7
Fee model
AUM / Hourly / Flat Fee
View profile
RC

RDG CAPITAL MANAGEMENT LLC

PITTSFORD, NY
RIA

Leaders in Business, Experts in Wealth.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Private Wealth ManagementCorporate Retirement SolutionsComprehensive Financial Planning+5
Fee model
AUM
View profile
RC

RDST CAPITAL LLC

SEATTLE, WA
RIA
AUM
$1B–$5B
Advisors
Offices
4
Founded

Firm Focus

Pooled VehiclesPension/Profit Sharing
Fee model
AUM / Performance-based
Account Minimum
$75.0M
View profile
R&

READ & POWELL FINANCIAL SERVICES, LLC

ELKO, NV
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

AccountingTax ServicesFinancial Services+2
Fee model
AUM / Hourly
View profile
RF

REALITY FINANCIAL PLANNING SERVICES, LLC

SARASOTA, FL
RIA

Your Mission is to Help Others. Our Mission is to Help You Retire with Confidence.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningFRSDROP+7
Fee model
AUM / Hourly / Flat Fee
View profile
RC

REALIZATION CAPITAL PARTNERS MANAGEMENT LLC

N/A
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Secondary InvestmentsPrimary Direct InvestmentsVenture Capital Liquidity+8
Fee model
AUM / Performance-based
View profile
RI

REALTA INVESTMENT ADVISORS, INC

WILMINGTON, DE
RIA

The North Star for Elite Independent Advisors

AUM
$100M–$500M
Advisors
58
Offices
22
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

Broker-dealerRIAIndependent Advisors+13
Fee model
AUM / Hourly / Flat Fee
View profile
R

REALTERM

ANNAPOLIS, MD
RIA

Investments that keep the world moving.

AUM
$5B–$25B
Advisors
Offices
15
Founded

Firm Focus

Pooled Vehicles

Expertise

Transportation Real EstateInfrastructurePrivate Equity+7
Fee model
AUM / Performance-based / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 140 | AdvisorFinder