AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SC

SHAOLIN CAPITAL MANAGEMENT LLC

MIAMI, FL
RIA
AUM
$1B–$5B
Advisors
Offices
1
Founded
2016

Firm Focus

Pooled Vehicles

Expertise

Alternative Asset ManagementConvertible SecuritiesOpportunistic Credit+4
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
SC

SHAPIRO CAPITAL MANAGEMENT LLC

ATLANTA, GA
RIA

An Atlanta-based investment management firm

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing

Expertise

Investment Management
Fee model
AUM
Account Minimum
$500k
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SF

SHAPIRO FINANCIAL SECURITY GROUP, INC.

HAZLET, NJ
RIA

Planning is the Key to Security

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-only Financial ServicesInvestment ManagementFinancial Planning+4
Fee model
AUM / Hourly / Flat Fee
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S&

SHARPER & GRANITE LLC

EL SEGUNDO, CA
RIA

Evidence-Based Investment Guidance Rooted in Trust and Precision

AUM
$100M–$500M
Advisors
Offices
1
Founded
2003

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Investment ManagementPortfolio ConstructionFinancial Modeling+7
Fee model
AUM
Account Minimum
$250k
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S&

SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC

PROVIDENCE, RI
RIA

let us help you NAVIGATE your future

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Asset ManagementIndividualized StrategiesFinancial Planning+1
Fee model
AUM / Hourly / Flat Fee
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SI

SHELLMAN INVESTMENT MANAGEMENT, LLC

CORAL GABLES, FL
RIA

Your goals inspire ours

AUM
$100M–$500M
Advisors
1
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Long-term InvestingAsset AllocationRisk Management+3
Fee model
AUM
Account Minimum
$100k
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SR

SHELTER ROCK MANAGEMENT, LLC

JERICHO, NY
RIA

Independent investment advisory services dedicated to your financial success

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement AssetsDiscretionary Asset ManagementEquity Income+2
Fee model
AUM
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SW

SHELTER WEALTH STRATEGIES, LLC

HOUSTON, TX
RIA

Building Your Financial Future

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Financial PlanningLegal SettlementsPersonal Injury+7
Fee model
AUM / Other
Account Minimum
$250k
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SW

SHELTON WEALTH MANAGEMENT, LLC

FORT WORTH, TX
RIA

CUSTOM WEALTH MANAGEMENT FOR A LASTING LEGACY

AUM
$100M–$500M
Advisors
Offices
1
Founded
2021

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment ManagementWealth ManagementFiduciary Advisory+8
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
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SS

SHEPHERD STREET ADVISORS

LARKSPUR, CA
RIA

Stop trying to do it all and let Shepherd Street Advisors help you.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementInvestment ManagementRetirement Planning+6
Fee model
AUM / Flat Fee
Account Minimum
$750k
View profile
SP

SHERMAN PORTFOLIOS

COEUR D'alene, ID
RIA

Before you launch.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

State/MunicipalInsurance CompaniesCorporations

Expertise

Financial DataInvestment ResearchRegistered Investment Advisers+3
Fee model
AUM / Other
Account Minimum
$5k
View profile
S&

SHERRILL & HUTCHINS FINANCIAL ADVISORY INC

ATLANTA, GA
RIA
AUM
$500M–$1B
Advisors
Offices
1
Founded
1984

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Fee-onlyFiduciaryFinancial Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
SW

SHIELD WEALTH ADVISORS

WILLIAMSVILLE, NY
RIA

Your road to a stress-free retirement starts here.

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

New York State Police And Fire Retirement SystemRetirement PlanningTax Preparation+12
Fee model
AUM / Hourly
Account Minimum
$100k
View profile
SA

SHIKIAR ASSET MANAGEMENT INC

NEW YORK, NY
RIA

Protecting What You've Built

AUM
$500M–$1B
Advisors
Offices
1
Founded
1995

Firm Focus

IndividualsHigh Net Worth

Expertise

Capital PreservationSeparately Managed AccountsRisk Management+5
Fee model
AUM
Account Minimum
$1.0M
View profile
SR

SHINING ROCK ADVISORS LLC

ASHEVILLE, NC
RIA

We're Here For You

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Fee-onlyInvestment AdvisoryPortfolio Management+2
Fee model
AUM
View profile
SA

SHORECLIFF ASSET MANAGEMENT COMPANY LLC

NEWPORT BEACH, CA
RIA

Disciplined credit selection across the full credit cycle

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Leveraged LoansHigh Yield BondsCredit Selection+9
Fee model
AUM
View profile
SR

SHOTWELL RUTTER BAER INC

LANSING, MI
RIA

Your Financial Life is Complicated. Your Retirement Plan Doesn't Have to Be.

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Retirement PlanningUniversity Employee BenefitsMSU Faculty+11
Fee model
AUM / Hourly / Flat Fee / Other
View profile
SD

SHULMAN DEMEO ASSET MANAGEMENT, LLC

LAKE SUCCESS, NY
RIA

Live with Confidence.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$2.0M
View profile
SA

SHUSTER ADVISORY GROUP, LLC

PASADENA, CA
RIA

Integrity, Innovative, Independent

AUM
$5B–$25B
Advisors
3
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+3

Expertise

FiduciaryInvestment ManagementRetirement Income+4
Fee model
AUM / Flat Fee
View profile
SC

SIDOXIA CAPITAL MANAGEMENT, LLC

NEWPORT BEACH, CA
RIA

Plan. Invest. Prosper.

AUM
$100M–$500M
Advisors
Offices
1
Founded
2008

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment ManagementFinancial Planning401(k) Retirement Services+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
SI

SIDUS INVESTMENT MANAGEMENT, LLC

NEW YORK, NY
RIA

Trade in Technology and Telecommunications

AUM
Under $100M
Advisors
Offices
1
Founded
2000

Firm Focus

Pooled Vehicles

Expertise

Value InvestingPrivate Hedge FundsLong/short Equity+7
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
SW

SIEBEN WEALTH PLANNING LLC

N/A
RIA

Plan | Build | Optimize

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth PlanningInvestment ManagementFinancial Planning+4
Fee model
AUM / Flat Fee
View profile
SC

SIENA CAPITAL PARTNERS GP, LLC

EVANSTON, IL
RIA

We invest in a diversified portfolio of community banks across the nation.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Community BanksBank InvestingDiversified Portfolio+1
Fee model
AUM / Performance-based
View profile
SC

SIERRA CAPITAL LLC

MIAMI, FL
RIA

We are Sierra Capital Partners

AUM
$1B–$5B
Advisors
Offices
1
Founded
1998

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Investment AdvisoryFiduciaryFee-only+7
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$10.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 155 | AdvisorFinder