AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SC

SEPIO CAPITAL, LP

SALT LAKE CITY, UT
RIA

surrounds and supports an exceptional network of FAMILIES and institutions

AUM
$5B–$25B
Advisors
Offices
3
Founded

Firm Focus

IndividualsHigh Net WorthInvestment Companies+4

Expertise

Multi-family OfficeInstitutional Investment AdvisoryFamily Office Services+2
Fee model
AUM / Flat Fee / Performance-based / Other
View profile
SH

SEQUEL HOLDINGS, L.P.

DALLAS, TX
RIA

Partnering with management to accelerate growth and build industry leading companies

AUM
$500M–$1B
Advisors
Offices
1
Founded
2002

Firm Focus

Pooled Vehicles

Expertise

Private EquityLower Middle MarketFood And Beverage+6
Fee model
AUM / Performance-based
View profile
SA

SEQUENT ASSET MANAGEMENT, LLC

HOUSTON, TX
RIA

YOUR GOALS | OUR STRATEGIES

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Fee-onlyWealth ManagementFinancial Planning+6
Fee model
AUM / Flat Fee
View profile
SW

SEQUINOX WEALTH MANAGEMENT, LLC

LANCASTER, PA
RIA

Financial Planning Where the Focus is on You.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningRetirement PlanningTax Reduction+2
Fee model
AUM / Other
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SC

SER CAPITAL PARTNERS MANAGEMENT, LP

REDWOOD CITY, CA
RIA

Sustainable. Environmental. Renewable.

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Middle Market Private EquityIndustrial SustainabilityEnvironmental Services+8
Fee model
AUM / Performance-based
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SC

SERVE CAPITAL PARTNERS

AUSTIN, TX
RIA

An investment firm focused on lower middle-market private equity opportunities

AUM
$1B–$5B
Advisors
Offices
2
Founded
2016

Firm Focus

Pooled VehiclesState/Municipal

Expertise

Lower Middle-marketPrivate EquitySBIC Funds+5
Fee model
AUM / Performance-based
View profile
SC

SESSA CAPITAL

NEW YORK, NY
RIA
AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles
Fee model
AUM / Performance-based
Account Minimum
$1.0M
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SC

SETPOINT CAPITAL

NEW YORK, NY
RIA

Private Capital for Asset-Backed Innovators

AUM
$500M–$1B
Advisors
Offices
2
Founded
2019

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Asset-backed LendingPrivate CreditCapital Solutions+4
Fee model
AUM / Performance-based
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SB

SEVEN BRIDGES ADVISORS LLC

NEW YORK, NY
RIA

A SINGULAR FOCUS

AUM
$1B–$5B
Advisors
Offices
1
Founded
2011

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Investment ManagementAsset AllocationPortfolio Construction+7
Fee model
AUM / Flat Fee
View profile
SH

SEVEN HILLS CAPITAL ADVISORS

CINCINNATI, OH
RIA

Financial Advisor In Cincinnati, OH

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementPortfolio ManagementFinancial Planning+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
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SP

SEVEN POST INVESTMENT OFFICE LP

SAN FRANCISCO, CA
RIA

A Private Investment Office.

AUM
$5B–$25B
Advisors
Offices
1
Founded
1999

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Fiduciary AdvisoryFamily OfficeInstitutional Clients+3
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$50.0M
View profile
SS

SEVEN SPRINGS WEALTH GROUP

BRENTWOOD, TN
RIA

Outcome-Driven Wealth Management

AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningRetirement PlanningTax Strategy+12
Fee model
AUM / Hourly / Flat Fee
View profile
SA

SEYMOUR ASSET MANAGEMENT LLC

NEW YORK, NY
RIA

Experience Working For You: Investment Management

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Investment Companies

Expertise

Investment ManagementRIA
Fee model
AUM / Flat Fee
View profile
SF

SFC FINANCIAL LLC

SUNSET HILLS, MO
RIA

Trusted Advisors

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+4
Fee model
AUM / Hourly / Flat Fee
View profile
SE

S.F. EHRLICH ASSOCIATES, INC.

CRANFORD, NJ
RIA

Proactive Planning for a solid future

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment ManagementRetirement Planning+2
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
SI

SFE INVESTMENT COUNSEL INC.

LOS ANGELES, CA
RIA

Investing with Integrity and Confidence

AUM
$500M–$1B
Advisors
Offices
1
Founded
1977

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Wealth ManagementAsset ManagementSocially Responsible Investing+9
Fee model
AUM / Flat Fee
View profile
SE

SF EQUITY PARTNERS MANAGEMENT, LLC

SAN FRANCISCO, CA
RIA

Investors and operational partners to exceptional companies across the consumer value chain

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Private EquityLower Middle MarketConsumer Brands+11
Fee model
AUM / Performance-based / Other
View profile
SA

SFI ADVISORS, LLC

MONTCLAIR, NJ
RIA

We Can Help You Plan Your Future

AUM
$100M–$500M
Advisors
3
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningInvestment ManagementInsurance+6
Fee model
AUM / Flat Fee
Account Minimum
$25k
View profile
SW

SFMG WEALTH ADVISORS

PLANO, TX
RIA

Find Your Confidence For Life.

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Fee-only Wealth ManagementInvestment ManagementAlternative Investments+9
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
SI

SGL INVESTMENT ADVISORS, INC.

MISSOULA, MT
RIA

Four Decades of Perspective

AUM
$100M–$500M
Advisors
5
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Wealth ManagementIntegrated Financial PlanningInvestment Management+9
Fee model
AUM
View profile
SR

SG REAL ESTATE I

SOUTHFIELD, MI
RIA

See it! Live it! Love it!

AUM
$100M–$500M
Advisors
Offices
1
Founded
2000

Firm Focus

Pooled Vehicles

Expertise

Real Estate InvestmentProperty ManagementResidential Communities+3
Fee model
AUM
View profile
SW

SGROI WEALTH ADVISORY GROUP LLC

WEST SENECA, NY
RIA

Plan. Protect. Invest.

AUM
$1B–$5B
Advisors
13
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Financial PlanningInvestment ManagementInsurance+7
Fee model
AUM
View profile
ST

SHADE TREE ADVISORS LLC

SARATOGA SPRINGS, NY
RIA
AUM
$1B–$5B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

TaxEstate PlanningWealth Management+2
Fee model
AUM / Flat Fee / Performance-based
View profile
SI

SHAKER INVESTMENTS

BEACHWOOD, OH
RIA

THERE IS NO SUBSTITUTE FOR INSIGHTFUL, ORIGINAL RESEARCH

AUM
$100M–$500M
Advisors
Offices
1
Founded
1991

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Active ManagementSmall Cap GrowthMid Cap Equity+5
Fee model
AUM / Performance-based
Account Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 154 | AdvisorFinder