AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
S

SIMPLEVISOR

HOUSTON, TX
RIA

Medicare & Life Insurance Plans

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

Medicare SupplementsMedicare AdvantageMedicare Part D+5
Fee model
AUM
Account Minimum
$10k
View profile
SA

SIMPLIFY ASSET MANAGEMENT INC.

LAS VEGAS, NV
RIA

When Income is the Goal

AUM
$5B–$25B
Advisors
Offices
3
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

EtfsIncome InvestingBarrier Income+6
Fee model
AUM / Performance-based
View profile
SA

SIMPLYRIA ADVISOR NETWORK

BRIGHTON, MI
RIA

Employing a Powerfully Personal, Transparent, Fiduciary Approach to Financial Planning and Wealth Management for Our Clients

AUM
$100M–$500M
Advisors
Offices
5
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementFinancial PlanningFiduciary+11
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
S

SIMPLYRICH

N/A
RIA

Keeping Your Focus on Living Instead of on Your Finances

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningAsset ManagementInvestment Strategy+7
Fee model
AUM / Flat Fee
Account Minimum
$800k
View profile
SI

SIMS INVESTMENT MANAGEMENT LLC

CINCINNATI, OH
RIA

Helping you Lead a Life of Greater Financial Security and Personal Success

AUM
$100M–$500M
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Investment ManagementWealth PlanningRetirement Planning+4
Fee model
AUM / Hourly / Flat Fee
View profile
SR

SINGERMAN REAL ESTATE MANAGEMENT COMPANY, L.P.

CHICAGO, IL
RIA

Opportunistic investing in real estate debt and equity

AUM
$1B–$5B
Advisors
Offices
1
Founded
2010

Firm Focus

Pooled Vehicles

Expertise

Opportunistic InvestingReal Estate DebtReal Estate Equity+9
Fee model
AUM / Performance-based
Account Minimum
$500k
View profile
SC

SIO CAPITAL MANAGEMENT, LLC

NEW YORK, NY
RIA

Independent Thinking | Identifying Opportunities

AUM
$1B–$5B
Advisors
Offices
1
Founded
2006

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

HealthcareHedge FundGlobal Equity+2
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
SI

SISUNG INVESTMENT MANAGEMENT SERVICES LLC

METAIRIE, LA
RIA

Offering advisory services to organizations and high net worth individuals throughout the United States

AUM
$1B–$5B
Advisors
6
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Asset ManagementFixed IncomeEquity Investments+5
Fee model
AUM
View profile
S&

SITTNER & NELSON, LLC

EUGENE, OR
RIA

We help you envision what's possible when you know the purpose of your wealth.

AUM
$1B–$5B
Advisors
Offices
1
Founded
2010

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementFinancial PlanningInvestment Management+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
SA

SITUATIONAL AWARENESS LP

SAN FRANCISCO, CA
RIA
AUM
$5B–$25B
Advisors
Offices
1
Founded
2024

Firm Focus

Pooled Vehicles

Expertise

Global EquityArtificial IntelligenceAI Investing+5
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
SI

SJS INVESTMENT SERVICES

SYLVANIA, OH
RIA

Empowering You to Build a Better Life

AUM
$1B–$5B
Advisors
Offices
4
Founded
1995

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment ManagementFinancial PlanningRetirement Strategies+10
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
SC

SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC

SPRINGFIELD, IL
RIA

Guiding You through Purposeful Financial Journeys

AUM
$500M–$1B
Advisors
3
Offices
1
Founded
2009

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningWealth ManagementRetirement Planning+9
Fee model
AUM / Flat Fee
View profile
SW

SK WEALTH MANAGEMENT, LLC

PROVIDENCE, RI
RIA

How do you live with intention?

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Fee-onlyFiduciaryFinancial Planning+10
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
SA

SKY ALPHA ASSET ADVISORS

BOCA RATON, FL
RIA

Could Your Money Work Harder For You?

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Retirement PlanningWealth ManagementPortfolio Construction+4
Fee model
AUM / Commission
View profile
SF

SKYLINE FINANCIAL NORTHWEST

PORTLAND, OR
RIA

Bring form to your financial future.

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningWealth ManagementRetirement Planning+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
SC

SKY-MOUNTAIN CAPITAL MANAGEMENT

KETCHUM, ID
RIA

Financial Planning + Investment Management

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment ManagementAsset Management+1
Fee model
AUM / Hourly
View profile
SW

SKYOAK WEALTH

SOUTHFIELD, MI
RIA

Bring Your Legacy to Life

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$200k
View profile
ST

SKYWARD TRADING LLC

N/A
RIA

Trade, Track, and Improve

AUM
Not disclosed
Advisors
Offices
1
Founded

Firm Focus

Corporations

Expertise

Automated TradingRetail TradingTrade Alerts+5
Fee model
Flat Fee
View profile
SA

SL ADVISORS, LLC

N/A
RIA

THE AMERICAN ENERGY INFRASTRUCTURE INDEX

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+2

Expertise

Energy InfrastructureMlpsMaster Limited Partnerships+7
Fee model
AUM
Account Minimum
$1.0M
View profile
SP

SLATE PATH CAPITAL LP

NEW YORK, NY
RIA
AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles
Fee model
AUM / Performance-based
Account Minimum
$20.0M
View profile
SA

SLEDGE AND COMPANY WEALTH ADVISORS

HIGH POINT, NC
RIA

Confidence In Every Financial Decision

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
2000

Firm Focus

IndividualsHigh Net Worth

Expertise

Tax StrategyWealth ManagementInvestment Management+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile
SG

SLOCUM, GORDON & CO. LLP

NEWPORT, RI
RIA

Providing a personalized approach focused on accumulation and preservation of capital objectives.

AUM
$100M–$500M
Advisors
Offices
1
Founded
1978

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Capital PreservationAsset AllocationInvestment Management+4
Fee model
AUM / Hourly / Flat Fee
View profile
SM

SLO MONEY MANAGERS

ATASCADERO, CA
RIA

YOUR FINANCIAL ADVOCATES

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningWealth ManagementPortfolio Management+3
Fee model
AUM / Hourly / Flat Fee
View profile
SC

SLOTNIK CAPITAL, LLC

DALLAS, TX
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Merger ArbitragePublicly Traded SecuritiesInvestment Management
Fee model
AUM / Performance-based
Account Minimum
$2.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 157 | AdvisorFinder