AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SW

SLP WEALTH

DURHAM, NC
RIA

Financial Planning for Professionals with Six-Figure Student Loans

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Student Loan AdviceFinancial PlanningPhysician Finance+7
Fee model
AUM / Hourly / Flat Fee
View profile
SC

SMA CAPITAL LLC

NEW YORK, NY
RIA

Developing alternative investments to fulfill client portfolio needs

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pension/Profit Sharing

Expertise

Alternative InvestmentsPortfolio Management
Fee model
AUM / Performance-based
Account Minimum
$25.0M
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SA

SMARTPATH ADVISORS

N/A
RIA

A Better Way to Manage Your Household Finances

AUM
Not disclosed
Advisors
—
Offices
1
Founded
—

Firm Focus

Individuals

Expertise

Personal FinanceAI Financial AdviceAccount Aggregation+7
Fee model
Flat Fee / Other
View profile
SP

SMART PORTFOLIOS, LLC

LAKE FOREST PARK, WA
RIA

The Science of Investing

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Asset AllocationRisk ManagementPortfolio Optimization+4
Fee model
AUM
Account Minimum
$100k
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SC

SMEAD CAPITAL MANAGEMENT, INC.

PHOENIX, AZ
RIA

We are Stock Market Investors

AUM
$5B–$25B
Advisors
9
Offices
3
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Value InvestingLong-term InvestingStock Market+4
Fee model
AUM
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SA

SMI ADVISORY SERVICES, LLC

COLUMBUS, IN
RIA

PARTNERING TO MEET YOUR INVESTMENT AND STEWARDSHIP GOALS

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthInvestment Companies

Expertise

Portfolio ManagementFaith-based InvestingChristian Stewardship+7
Fee model
AUM
Account Minimum
$100k
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SA

SMITH AFFILIATED CAPITAL CORP.

NEW YORK, NY
RIA

Secure Your Financial Future.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
1982

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Active ManagementFixed IncomeMunicipal Bonds+7
Fee model
AUM
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SB

SMITH BRUER

TALLAHASSEE, FL
RIA

Fee-Only Fiduciary Advisors Dedicated to Your Wealth, Future, Legacy

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

High Net WorthCharitable Organizations

Expertise

Fee-onlyFiduciaryWealth Management+4
Fee model
AUM
Account Minimum
$1.0M
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S&

SMITH & CO ADVISORY LLC

SPRING HILL, TN
RIA

Financial stewardship at every stage of your journey

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Tax StrategyWealth ManagementEstate Planning+7
Fee model
AUM / Flat Fee
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SP

SMITH PARTNERS WEALTH MANAGEMENT, LLC

GREENSBORO, NC
RIA

Adding Value to Lives, Providing Guidance for Your Future, It's More Than Money

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1988

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-onlyFiduciaryComprehensive Financial Planning+7
Fee model
AUM / Hourly / Flat Fee
View profile
SA

SMP ASSET MANAGEMENT, LLC

N/A
RIA

Private Asset Management for Individual and Institutional Investors

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1982

Firm Focus

Pooled Vehicles

Expertise

Private Asset ManagementLong-term InvestingHigh Net Worth Individuals+5
Fee model
AUM / Performance-based
Account Minimum
$500k
View profile
SC

SNAPDRAGON CAPITAL PARTNERS LLC

N/A
RIA

A trusted partner for growth companies seeking to achieve their full potential by leveraging our deep consumer knowledge and business building experience.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Growth EquityLeveraged BuyoutsConsumer+6
Fee model
AUM / Performance-based
View profile
SA

SNAVELY ASSOCIATES FINANCIAL SERVICES

LEMOYNE, PA
RIA

Individual Goals. Individual Guidance.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth
Fee model
AUM
Account Minimum
$50k
View profile
SL

SNOWHAWK LP

NEW YORK, NY
RIA

Investing In People And Platforms That Power Our Digital World

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

CloudConnectivityInfrastructure Services+2
Fee model
AUM / Performance-based
Account Minimum
$10.0M
View profile
SC

SNYDER CAPITAL MANAGEMENT LP

SAN FRANCISCO, CA
RIA

A focused, long-term, fundamental, high-quality value manager

AUM
$5B–$25B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Long-term InvestingValue InvestingFundamental Analysis+1
Fee model
AUM
Account Minimum
$10.0M
View profile
SI

SOARING INVESTMENT MANAGEMENT, LLC

PORTLAND, OR
RIA

Everything we do is built around you

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Tax-informed InvestingCustom PortfoliosIn-house Portfolio Management+4
Fee model
AUM / Hourly
View profile
SF

SOCHA FINANCIAL GROUP, LLC

CORNING, NY
RIA

Define what financial balance looks like to you

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1983

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningRetirement PlanningInvestment Management+7
Fee model
AUM / Hourly / Flat Fee
View profile
SI

SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC

NEW YORK, NY
RIA

Empowering Transformation. Pioneering Impact Solutions.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Impact InvestingFund ManagementRenewable Energy+8
Fee model
AUM / Performance-based
View profile
SL

SOCIAL LEVERAGE ADVISORS, LLC

SCOTTSDALE, AZ
RIA

We invest in founders who see the world differently

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2009

Firm Focus

Pooled Vehicles

Expertise

Venture CapitalFintechStartups+3
Fee model
AUM / Performance-based
View profile
SA

SOCORRO ASSET MANAGEMENT

DALLAS, TX
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Bottom-up InvestingFundamental AnalysisMulti-asset Class+3
Fee model
AUM
Account Minimum
$2.5M
View profile
SM

SOCOTRA MANAGEMENT, INC.

SACRAMENTO, CA
RIA

Direct Private Money Lender

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2007

Firm Focus

Pooled Vehicles

Expertise

Hard Money LendingFix-and-flip LoansCommercial Bridge Loans+7
Fee model
AUM / Performance-based
View profile
SC

SOLACE CAPITAL PARTNERS, L.P.

EL SEGUNDO, CA
RIA

SOLACE CAPITAL PARTNERS IS A PRIVATE EQUITY FIRM FOCUSED ON PROVIDING FLEXIBLE CAPITAL SOLUTIONS FOR MIDDLE MARKET COMPANIES.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle MarketFlexible Capital+5
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
SB

SOLAS BIOVENTURES MANAGEMENT, LLC

CHATTANOOGA, TN
RIA

EMPOWERING VISIONARIES

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Venture CapitalLife SciencesBiopharmaceuticals+4
Fee model
AUM / Performance-based
View profile
SS

SOLE SOURCE CAPITAL LLC

DALLAS, TX
RIA

Continuous Improvement & Operational Excellence

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
2016

Firm Focus

Pooled Vehicles

Expertise

Lower-middle MarketPrivate EquityFounder-owned Companies+5
Fee model
AUM / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 158 | AdvisorFinder