AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SC

SPIRE CAPITAL MANAGEMENT LLC

NEW YORK, NY
RIA

Long-Term Investments for Your Success

AUM
$500M–$1B
Advisors
—
Offices
3
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle MarketTechnology-enabled Business Services+6
Fee model
AUM / Flat Fee / Performance-based / Other
View profile
SP

SPIREPOINT PRIVATE CLIENT, LLC

VERO BEACH, FL
RIA

Family Office

AUM
$1B–$5B
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Family OfficeWealth ManagementAsset Management+11
Fee model
AUM / Flat Fee
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SW

SPIRE WEALTH MANAGEMENT, LLC

MCLEAN, VA
RIA

IBIO Capital is an independent wealth management firm dedicated to our clients' best interests.

AUM
$1B–$5B
Advisors
69
Offices
29
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+8
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$25k
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SR

SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC

CLOQUET, MN
RIA

Transparency, Get Started, Performance, Get Started, Opportunity, Get Started

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing

Expertise

Portfolio ManagementRetirement PlansFinancial Planning+9
Fee model
AUM
Account Minimum
$100k
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SC

SPRENG CAPITAL MANAGEMENT, INC.

BUCYRUS, OH
RIA

Confident Investing & Financial Success

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1999

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFee-onlyEquities+7
Fee model
AUM / Hourly
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SC

SPRING CAPITAL MANAGEMENT

AMARILLO, TX
RIA
AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingState/Municipal

Expertise

Investment AdvisoryCapital AllocationWealth Management+2
Fee model
AUM
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SC

SPRINGCOAST CAPITAL PARTNERS, L.P.

NEW YORK, NY
RIA

A growth equity firm

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2023

Firm Focus

Pooled Vehicles

Expertise

Growth EquitySoftwareTechnology-enabled Companies+3
Fee model
AUM / Performance-based
Account Minimum
$5.0M
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SL

SPRING LAKE ASSET MANAGEMENT, INC.

N/A
RIA

A Multi-Disciplinary Approach to Municipal Market Investing

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Municipal Market InvestingAsset Management
Fee model
AUM / Performance-based
Account Minimum
$1.0M
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SL

SPRING LAKE EQUITY GP LLC

BURLINGTON, MA
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityTechnologyTech-enabled Services+9
Fee model
Performance-based
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SF

SPRINGLAKE FINANCIAL PARTNERS

N/A
RIA

To be the indispensable partner for our clients, delivering tailored wealth management.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementFinancial PlanningRetirement Planning+3
Fee model
AUM / Flat Fee
View profile
SL

SPRING LANE CAPITAL

BOSTON, MA
RIA

Investing in the "missing middle" of sustainable real assets

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Sustainable Real AssetsProject FinanceCorporate Equity+7
Fee model
AUM / Performance-based
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SS

SPRING STREET WEALTH

NEW YORK, NY
RIA

Sophisticated Wealth. Simplified.

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementTax-efficient InvestingEquity Compensation+6
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
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SA

SPROTT ASSET MANAGEMENT USA INC.

DARIEN, CT
RIA

A Global Leader in Precious Metals and Critical Materials Asset Management

AUM
$5B–$25B
Advisors
34
Offices
3
Founded
—

Firm Focus

IndividualsHigh Net WorthInvestment Companies+2

Expertise

Precious MetalsCritical MaterialsGold+10
Fee model
AUM / Performance-based
Account Minimum
$100k
View profile
SC

SPX CAPITAL MANAGEMENT LLC

NEW YORK, NY
RIA
AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Investment FundsAsset Management
Fee model
AUM / Performance-based
View profile
SI

SPYGLASS INVESTMENT MANAGEMENT

TERRE HAUTE, IN
RIA

Keeping an eye on your future.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Fee-only Investment ManagementFinancial PlanningRetirement Income+8
Fee model
AUM / Hourly
View profile
SV

SQN VENTURE PARTNERS, LLC

CHARLESTON, SC
RIA
AUM
$100M–$500M
Advisors
2
Offices
1
Founded
2015

Firm Focus

Pooled Vehicles

Expertise

Venture DebtAlternative Debt FinancingEarly-stage Investing+3
Fee model
AUM / Performance-based / Other
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SO

SQUAREPOINT OPS LLC

NEW YORK, NY
RIA

We are a leading global investment manager committed to achieving high quality returns for our clients.

AUM
$25B+
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled VehiclesPension/Profit SharingState/Municipal

Expertise

Systematic StrategiesQuantitative StrategiesInvestment Management+3
Fee model
AUM / Performance-based / Other
View profile
SA

SR ALTERNATIVE CREDIT, LLC

DARIEN, CT
RIA

Private Credit Manager

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private CreditAsset-based LendingLower-middle Market+4
Fee model
AUM / Performance-based / Other
Account Minimum
$1.0M
View profile
SC

STAFFORD CAPITAL PARTNERS INC.

AUSTIN, TX
RIA

Creating alternatives for a better future

AUM
$1B–$5B
Advisors
—
Offices
3
Founded
—

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Private MarketsInfrastructureTimberland+4
Fee model
AUM / Performance-based
Account Minimum
$25.0M
View profile
S2

STAGE 2 PLANNING PARTNERS LLC

S BURLINGTON, VT
RIA

We Make Adjusting to Life Transitions Simple

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Investment ManagementWealth ManagementFinancial Planning+6
Fee model
AUM / Hourly
View profile
SW

STAGE WEALTH MANAGEMENT, INC.

N/A
RIA

Managing Your Wealth Through Each Stage Of Your Life

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingState/Municipal

Expertise

Wealth ManagementFinancial PlanningLife-stage Planning+3
Fee model
AUM
View profile
SP

STAIRWAY PARTNERS, LLC

MINNEAPOLIS, MN
RIA

INDUSTRY LEADING PORTFOLIO MANAGEMENT SOLUTIONS

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
2004

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations+1

Expertise

Portfolio ManagementAsset AllocationRisk Management+4
Fee model
AUM
Account Minimum
$1.0M
View profile
SI

STANCORP INVESTMENT ADVISERS, INC.

PORTLAND, OR
RIA

Solutions You Can Count On

AUM
$25B+
Advisors
72
Offices
2
Founded
1906

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing+1

Expertise

Life InsuranceDisability InsuranceRetirement Plans+6
Fee model
AUM / Flat Fee / Other
View profile
SW

STANGIER WEALTH MANAGEMENT

CLACKAMAS, OR
RIA

Empower your purpose.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial EducationWealth ManagementRetirement Planning+6
Fee model
AUM
Account Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 161 | AdvisorFinder