AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SA

SOUTHEAST ASSET ADVISORS, LLC

THOMASVILLE, GA
RIA

Investors. Consultants. Advisors. Deserved Trust.

AUM
$1B–$5B
Advisors
—
Offices
5
Founded
—

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+3

Expertise

Portfolio ManagementFee-onlyRegistered Investment Advisory+8
Fee model
AUM / Hourly / Flat Fee / Performance-based
Account Minimum
$1.0M
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SA

SOUTHEASTERN ASSET MANAGEMENT INC.

MEMPHIS, TN
RIA

Long-term Concentrated Engaged Value

AUM
$1B–$5B
Advisors
3
Offices
2
Founded
1975

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles+1

Expertise

Value InvestingLong-term InvestingConcentrated Portfolios+8
Fee model
AUM / Performance-based
Account Minimum
$25.0M
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SC

SOUTHERN CAPITAL ADVISORS, LLC

JACKSON, TN
RIA

Experience Life the Way You've Always Imagined

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
2018

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningRetirement PlanningEstate Planning+5
Fee model
AUM / Hourly
Account Minimum
$50k
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SF

SOUTHERN FINANCIAL GROUP, LLC

BIRMINGHAM, AL
RIA

At our firm, we have the client—and only the client—in mind.

AUM
$1B–$5B
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment ManagementPortfolio Management+9
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$50k
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SS

SOUTH SHORE INVESTMENT SERVICES LLC

NORWELL, MA
RIA

We work to help ensure you & your family's wealth, assets, & legacy are protected.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Retirement Income PlanningWealth ManagementEstate Planning+8
Fee model
AUM / Flat Fee / Other
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SM

SOUTHWESTERN MONEY MANAGEMENT LLC

SAN ANTONIO, TX
RIA
AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth
Fee model
AUM
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SI

SOVEREIGN INVESTMENT ADVISORS LLC

PHOENIX, AZ
RIA

INVESTING IN INDIAN COUNTRY

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations+1

Expertise

Tribal Government InvestingFiduciary AdvisoryNative-owned+9
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
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SC

SOVEREIGN'S CAPITAL MANAGEMENT, LLC

ATLANTA, GA
RIA

Pursuing Excellence in Faith Driven Investing Since 2012

AUM
$1B–$5B
Advisors
5
Offices
3
Founded
2012

Firm Focus

Investment CompaniesPooled VehiclesPension/Profit Sharing+1

Expertise

Faith-driven InvestingPrivate EquityVenture Capital+8
Fee model
AUM / Performance-based
Account Minimum
$5.0M
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SF

SOWA FINANCIAL GROUP

LINCOLN, RI
RIA

The art and science of wealth.

AUM
$500M–$1B
Advisors
4
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthInsurance Companies

Expertise

Wealth ManagementRetirement PlanningFinancial Planning+5
Fee model
AUM / Flat Fee
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SI

SPARK INVESTMENT MANAGEMENT LLC

NEW YORK, NY
RIA

Spark is an investment management company.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Quantitative InvestingMarket-neutral EquityInvestment Management
Fee model
AUM / Performance-based
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SC

SPARKLINE CAPITAL LP

N/A
RIA
AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

Investment CompaniesPooled Vehicles

Expertise

Machine LearningInvestment ManagementUnstructured Data+7
Fee model
AUM / Performance-based / Other
Account Minimum
$250k
View profile
SP

SPARTAN PLANNING GROUP

GREENSBORO, NC
RIA

Enjoy More of Life's Moments

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Fee-onlyRetirement PlanningInvestment Management+6
Fee model
AUM / Flat Fee
Account Minimum
$500k
View profile
SW

SPARTAN WEALTH MANAGEMENT

BINGHAM FARMS, MI
RIA

Your Money, Managed Like Our Own

AUM
$1B–$5B
Advisors
19
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Wealth AdvisoryFinancial PlanningTax Strategy+6
Fee model
AUM / Hourly / Flat Fee
View profile
SA

SPEAR ADVISORS LLC

N/A
RIA

Thoughtful investing. For long-term thinkers.

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

Investment CompaniesInsurance Companies

Expertise

Industrial TechnologyFundamental AnalysisValue Chain Analysis+6
Fee model
AUM
View profile
SA

SPECTRUM ADVISORS, INC.

PLANO, TX
RIA

Retire with Confidence

AUM
$100M–$500M
Advisors
—
Offices
3
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Retirement PlanningRetirement Income StrategiesFinancial Planning+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$50k
View profile
SA

SPECTRUM ASSET MANAGEMENT INC

NEWPORT BEACH, CA
RIA

We Help You Move Forward with Confidence

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementRetirement PlanningInvestment Management+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
SF

SPECTRUM FINANCIAL INC

VIRGINIA BEACH, VA
RIA

Transforming the Way You Invest

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
1989

Firm Focus

High Net WorthInvestment Companies

Expertise

Active Risk ManagementMutual FundsPortfolio Management+5
Fee model
AUM / Other
Account Minimum
$50k
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SF

SPECTRUM FINANCIAL MANAGEMENT

SAN RAFAEL, CA
RIA

Your Financial Goals Are as Unique as Your Fingerprint.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Integrated Financial ServicesWealth ManagementTax Planning+5
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
View profile
ST

SPEECE THORSON CAPITAL GROUP INC

MINNETONKA, MN
RIA

Disciplined | Timeless | Investing

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1992

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Mid Cap Value EquitySmall Cap Value EquityFundamental Investing+5
Fee model
AUM
Account Minimum
$5.0M
View profile
SE

SPEYSIDE EQUITY ADVISERS LLC

ANN ARBOR, MI
RIA

Acquisition Solutions. Business Transformations.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityMiddle-marketControl Investments+12
Fee model
AUM / Performance-based
View profile
SI

SPF INVESTMENT MANAGEMENT, L.P.

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Structured CreditInvestment ManagementSEC Registered Investment Adviser
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
SI

SPHINX INVESTMENTS LLC

N/A
RIA

Invest With Confidence, Grow With Assurance

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthInvestment Companies

Expertise

Retirement PlanningFinancial PlanningInsurance Planning+8
Fee model
AUM
View profile
SM

SPICEWOOD MINERAL MANAGEMENT, LLC

DALLAS, TX
RIA

Established. Driven. Relationship Minded.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
2020

Firm Focus

Pooled Vehicles

Expertise

Oil And Gas Mineral RoyaltiesPrivate EquityRoyalty Acquisitions+6
Fee model
AUM / Performance-based
View profile
SW

SPINOSA WEALTH MANAGEMENT GROUP

MANDEVILLE, LA
RIA

Independent Advice has its Benefits

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementIndependent AdviceFinancial Planning+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$500k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 160 | AdvisorFinder