AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
TJ

TOM JOHNSON INVESTMENT MANAGEMENT, LLC

OKLAHOMA CITY, OK
RIA

Investment Management with Personalized Client Service

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
1983

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Equity StrategyFixed Income StrategyBalanced Strategy+7
Fee model
AUM / Hourly / Flat Fee
View profile
TC

TONKA CAPITAL PARTNERS, LLC

MINNETONKA, MN
RIA

EXPERIENCED INVESTORS DRIVEN BY RESEARCH

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2018

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

Distressed DebtSpecial SituationsPhysical Assets+5
Fee model
AUM / Flat Fee / Performance-based
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TC

TOPLINE CAPITAL MANAGEMENT, LLC

N/A
RIA

Long-term, fundamental investing in high-quality companies

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Long-term InvestingFundamental InvestingHigh-quality Companies
Fee model
AUM / Performance-based
Account Minimum
$1.0M
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TW

TOPSAIL WEALTH MANAGEMENT LLC

CHARLOTTE, NC
RIA

We help you navigate complicated financial matters with an ongoing seamless approach

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+9
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
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TW

TOPTIER WEALTH MANAGEMENT

N/A
RIA

Innovation. Trust. Diligence.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+4
Fee model
AUM / Flat Fee
View profile
TW

TORO WEST CAPITAL ADVISORS

LOUISVILLE, CO
RIA

Some wealth firms date back 100 years. We think 100 years forward.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Private Wealth ManagementTax StrategyLiquidity Planning+9
Fee model
AUM / Flat Fee
View profile
TA

TORQUE ASSET MANAGEMENT LLC

N/A
RIA

Torque: The force required to drive rotational change

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Public EquityConcentrated PortfolioLong-biased+4
Fee model
AUM / Performance-based
View profile
TW

TORREY-PAYNE WEALTH MANAGEMENT

PASADENA, CA
RIA

Our clients are the heart of our business.

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningInvestment ManagementRetirement Planning+1
Fee model
AUM
View profile
TW

TORREY WEALTH, LLC

SAN DIEGO, CA
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningInvestment ManagementTax Guidance+9
Fee model
AUM / Hourly / Flat Fee
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TW

TORTUGA WEALTH MANAGEMENT

TORRANCE, CA
RIA

PRESERVE YOUR WEALTH, LEGACY, AND IMPACT

AUM
$100M–$500M
Advisors
4
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementBusiness OwnersPhilanthropic Families+7
Fee model
AUM / Hourly / Flat Fee
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TC

TOTAL CLARITY WEALTH MANAGEMENT, INC

ST. CHARLES, IL
RIA

You run your business. We'll handle the rest.

AUM
$500M–$1B
Advisors
14
Offices
8
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Business Exit PlanningExit StrategyBusiness Valuation+11
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$10k
View profile
TW

TOTAL WEALTH PLANNING AND MANAGEMENT, INC.

N/A
RIA

Wealth Talk with TWPM

AUM
$100M–$500M
Advisors
—
Offices
4
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Financial PlanningWealth ManagementInvesting+2
Fee model
AUM / Hourly / Flat Fee / Other
View profile
TW

TOTAL WEALTH SOLUTIONS

LOS ALTOS, CA
RIA

GUIDING CLIENTS TOWARDS MAXIMIZING THEIR GOALS

AUM
$100M–$500M
Advisors
1
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Capital GrowthWealth PreservationPassive Income+5
Fee model
AUM / Flat Fee
View profile
TP

TOTEM POINT MANAGEMENT, LLC

NEW YORK, NY
RIA

Leveraging over two decades of knowledge and pattern recognition to identify the most transformative companies of tomorrow.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Technology MarketsPublic Market InvestingPrivate Market Investing+3
Fee model
AUM / Performance-based
Account Minimum
$250k
View profile
TL

TOWN LANE MANAGEMENT LP

NEW YORK, NY
RIA

Relationships. Alignment. Innovation.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Real Estate Investment ManagementOpportunistic InvestingCapital Stack+5
Fee model
AUM / Performance-based
Account Minimum
$20.0M
View profile
TA

TOWNSEND ASSET MANAGEMENT CORP.

RALEIGH, NC
RIA

Where Financial Sophistication Meets Hometown Connection

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Investment ManagementFinancial PlanningRetirement Planning+7
Fee model
AUM / Hourly / Flat Fee
View profile
TF

TPG FINANCIAL ADVISORS, LLC

PORTLAND, OR
RIA

FINDING PEACE OF MIND

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Employee BenefitsWealth ManagementCommercial Insurance+6
Fee model
AUM / Hourly / Flat Fee
View profile
T

TRADEWAY

N/A
RIA

Let's get trading

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthInsurance Companies

Expertise

Stock TradingInvestment AdvisoryChristian Faith-based Investing+5
Fee model
AUM / Flat Fee / Subscription
Account Minimum
$10k
View profile
TR

TRAIL RIDGE INVESTMENT ADVISORS, LLC

FORT COLLINS, CO
RIA

Take the High Road on Your Financial Journey

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Financial PlanningInvestment ManagementTrust And Estate Services+4
Fee model
AUM / Hourly / Other
View profile
TC

TRAN CAPITAL MANAGEMENT, L.P.

SAN RAFAEL, CA
RIA

High Quality Concentrated Growth Investing

AUM
$500M–$1B
Advisors
1
Offices
1
Founded
2017

Firm Focus

High Net WorthInvestment CompaniesPension/Profit Sharing

Expertise

Concentrated Growth InvestingMulti-cap Growth EquityHigh-conviction Portfolios+5
Fee model
AUM
Account Minimum
$1.0M
View profile
TR

TRANSAMERICA RETIREMENT ADVISORS, LLC

CEDAR RAPIDS, IA
RIA

Lifetime income. Lifetime options.

AUM
$5B–$25B
Advisors
336
Offices
5
Founded
—

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations

Expertise

Retirement PlanningLife InsuranceAnnuities+9
Fee model
AUM / Flat Fee
Account Minimum
$2.0M
View profile
TA

TRANSCEND ADVISOR GROUP, LLC

MILWAUKEE, WI
RIA
AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningTax PlanningAccount Aggregation+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$80k
View profile
TC

TRANSOM CAPITAL GROUP

EL SEGUNDO, CA
RIA

Transom sees untapped value amid complexity.

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
2008

Firm Focus

Pooled Vehicles

Expertise

Private EquityOperational ImprovementM&a+4
Fee model
AUM / Performance-based
View profile
TC

TRAUB CAPITAL MANAGEMENT

NEEDHAM, MA
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2003

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningValue Investing+4
Fee model
AUM / Hourly
Account Minimum
$400k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 175 | AdvisorFinder